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Neuroradiology |
1 From the Department of Radiology, Kaohsiung Veterans General Hospital, 386 Ta-chung 1st Rd, Kaohsiung 813, Taiwan (M.T.W., C.F.Y., H.B.P.); the NMR Center, Massachusetts General Hospital, Charlestown (M.T.W., J.X., Y.C.I.C., B.R.R., K.K.K.); the School of Medicine (M.T.W., J.C.H., C.F.Y., H.B.P., Y.C.I.C., G.T.) and Institute of Neuroscience, School of Life Science (J.C.H.), National Yang-Ming University, Taipei, Taiwan ; the Laboratory of Functional Brain Imaging, Taipei Veterans General Hospital, Taiwan (M.T.W., J.C.H.); the Department of Radiology, National Defense Medical College, Taipei, Taiwan (C.F.Y.); and the Laboratory of Molecular and Developmental Neuroscience, Massachusetts General Hospital, Boston, (G.T.). From the 1996 RSNA scientific assembly. Received July 20, 1998; revision requested August 26; revision received October 5; accepted January 20, 1999. M.T.W. supported in part by National Science Council (Taiwan) grant NSC 87-2314-B-075B-002 and National Health Research Institute (Department of Health, Taiwan) grant NHRI DOH88-HR-824. Address reprint requests to M.T.W. (e-mail: mtwu@isca.vghks.gov.tw).
| Abstract |
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MATERIALS AND METHODS: Functional MR imaging of the whole brain was performed in two groups of nine healthy subjects during four stimulation paradigms: real acupuncture at acupoints ST.36 (on the leg) and LI.4 (on the hand) and control stimulations (minimal acupuncture and superficial pricking on the leg). Stimulations were performed in semirandomized, balanced order nested within two experiments. Psychophysical responses (pain, De-Qi effect [characteristic acupuncture effect of needle-manipulation sensation], anxiety, and unpleasantness) and autonomic responses were assessed. Talairach coordinatestransformed imaging data were averaged for a group analysis.
RESULTS: Acupuncture at LI.4 and ST.36 resulted in significantly higher scores for De-Qi and in substantial bradycardia. Acupuncture at both acupoints resulted in activation of the hypothalamus and nucleus accumbens and deactivation of the rostral part of the anterior cingulate cortex, amygdala formation, and hippocampal complex; control stimulations did not result in such activations and deactivations.
CONCLUSION: Functional MR imaging can demonstrate the CNS pathway for acupuncture stimulation. Acupuncture at ST.36 and LI.4 activates structures of descending antinociceptive pathway and deactivates multiple limbic areas subserving pain association. These findings may shed light on the CNS mechanism of acupuncture analgesia and form a basis for future investigations of endogenous pain modulation circuits in the human brain.
Index terms: Acupuncture, 40.1299 Anesthesia, 10.459 Brain, function, 10.99 Brain, MR, 10.121412, 10.121413, 10.121419 Magnetic resonance (MR), functional imaging, 10.121419
| Introduction |
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Of the versatile clinical uses of acupuncture, acupuncture analgesia was one of the earliest, and so far most advanced, aspects to be explained on the basis of physiology and anatomy (1,9). Results from human and animal studies (2,913) suggest that acupuncture acts as a neuromodulating input into the central nervous system (CNS) that can activate multiple analgesia systems and stimulate pain modulation systems to release neurotransmitters such as endogenous opioids.
The exact CNS pathway mediating acupuncture analgesia has been explored in animal studies (2,4,9,1417) with lesion creation or microinjection of naloxone hydrochloride (a narcotic antagonist) in a variety of hypothesized areas. Up to now, the most important and repeatedly demonstrated pathway has been the descending antinociceptive system, including the hypothalamus (the arcuate nucleus), the nucleus accumbens, and the mesencephalon (the periaqueductal gray matter and raphe nuclei) to the dorsal horn of the spinal cord (2,4,9,1417). In addition, several areas of the limbic system have been found to participate in the nervous system circuit for acupuncture analgesia (17,18). Because it has long been hypothesized that limbic areas encode the affective-cognitive aspects of pain (1923), the limbic system may be as important as the descending antinociceptive pathway for the CNS mechanism of acupuncture analgesia.
Although the underlying neurophysiologic mechanism remains unclear, it is generally accepted (2,4,5,24,25) that De-Qi (the acupuncture effect of characteristic needle-manipulation sensation, which manifests as numbness, heaviness, distention, and soreness, with spreading sensation) is the sine qua non of acupuncture for the achievement of a clinical therapeutic effect. Although the correlation between the stimulation of certain acupoints and human cortical activation has recently been explored (26), the CNS pathways that mediate De-Qi have not been characterized in the human brain.
Knowledge of how acupuncture stimulation proceeds centrally during the state of De-Qi may shed light on the CNS mechanism of acupuncture analgesia, as well as provide a common explanation for nonanalgesic effects of acupuncture. Because functional magnetic resonance (MR) imaging, a technique that is sensitive to changes in regional blood oxygenation as an index of neuronal activity (27), has been used with wide success in the mapping of human brain functions (28), we hypothesized that functional MR imaging may be useful for characterization of the CNS pathway for acupuncture stimulation. On the basis of results from the aforementioned animal studies of acupuncture analgesia, we hypothesized that acupuncture stimulation may activate the hypothalamus and limbic system to mediate the acupuncture effect (29).
In the present study, we performed functional MR imaging in healthy subjects to map the CNS pathway for real acupuncture at two acupoints, ST.36 and LI.4 (30), which are the two most widely used acupoints in experimental studies of acupuncture analgesia (2,14-18). In addition, two control stimulations were performed to test our hypothesis.
| MATERIALS AND METHODS |
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Acupoints ST.36 and LI.4 were chosen because they are the two most frequently used acupoints in experimental studies of acupuncture analgesia (2,1418). Minimal acupuncture and superficial pricking were used as the control stimulations for the ST.36 stimulations, whereas acupuncture at LI.4 was used to demonstrate common brain activation patterns after stimulation of different acupoints.
Subject preparation and instructions.The subjects were blinded about the type, block design, and order of stimulations and were instructed that all stimulations would be endurable. To minimize the effect of anticipation, subjects were instructed that any combination of different or same types of stimulation may be performed in a paradigm (although, for the purpose of group analysis, the stimulation paradigms were performed with a fixed block design in a balanced order). Before performance of the second stimulation paradigm, we determined that each subject's psychophysical state and autonomic function had returned to neutral baseline levels after approximately 20 minutes. Informed consent was obtained from all subjects, and both the acupuncture and functional MR imaging arms of the experiment were approved by the institutional ethics committees at Massachusetts General Hospital (Boston) and Kaohsiung Veterans General Hospital (Taiwan).
Stimulation paradigm design.The block design for all four stimulation paradigms consistently was B120-A-B150-A-B90, in which two stimulation periods (A, needle manipulation for 60 seconds) were interposed within three rest periods (B120, B150, and B90, no needle present for 120, 150 and 90 seconds, respectively). All stimulation paradigms were performed by one experienced acupuncturist (J.X.).
Experiment 1.In the first paradigm (real acupuncture at ST.36), a stainless steel acupuncture needle (Lhasa Medical, Accord, Mass) with a diameter of 0.25 mm and a length of 30 mm was inserted to a depth of about 2 cm into acupoint ST.36, which is located four finger breadths below the lower margin of the patella and one finger breadth laterally from the anterior crest of the tibia. The needle was manipulated by twirling approximately 90° and lifting-thrusting approximately 0.61.0 cm coordinately in a balanced reinforcing and reducing manner at about 12 Hz (24,30).
In the second paradigm (superficial pricking), an acupuncture needle was used to gently prick (approximately 1 mm deep at 1 Hz) the skin at ST.36.
Experiment 2.In the first paradigm, real acupuncture was performed at acupoint LI.4, which is located at the first dorsal intermetacarpal space with a depth of approximately 1 cm (24,30). Manipulation of the needle was similar to that for ST.36. In the second paradigm (minimal acupuncture), the needle location was chosen at a nonmeridian focus near ST.36 (approximately 23 cm distant laterally) on the left leg. The manipulation was performed more lightly than in real acupuncture, with a depth of approximately 5 mm (31,32).
Data Acquisition
Psychophysical and autonomic function assessment.After completion of each stimulation paradigm, subjects used a 10-point scale to self rate the perceived intensities of pain, the De-Qi effect, unpleasantness, and anxiety. A score of 0 indicated no intensity at all, and a score of 10 indicated the strongest imaginable intensity. Heart rate and end-tidal CO2 level were continuously monitored (Omni-Trak 3100; Invivo Research, Orlando, Fla) throughout the experiments.
MR imaging.MR imaging was performed with a quadrature head coil and a 1.5-T MR imager (Signa; GE Medical Systems, Milwaukee, Wis) that had been modified for echo-planar imaging (Advanced NMR System; Advanced NMR, Wilmington, Mass). To reduce head motion, subjects were immobilized with foam support cushions and adhesive strips.
Imaging involved the following protocol. First, a sagittal localizer image was obtained with a conventional T1-weighted spoiled gradient-echo sequence (25/5 [repetition time msec/echo time msec]; flip angle, 35°; field of view, 23 cm; matrix, 192 x 256; through-plane resolution, 2.8 mm; 60 sections) to orient, for subsequent acquisitions, 17 contiguous axial sections along the anterior commissureposterior commissure line and to cover both cerebral hemispheres. This localizer image also was used as the structural image for transformation to Talairach coordinates of the imaging data.
Next, an automated shimming technique was used to optimize B0 (constant magnetic induction field) homogeneity (33). This was followed by acquisition of a spoiled gradient-echo T1-weighted flow-compensated MR image (170/8; flip angle, 60°; resolution, 1.6 x 1.6 x 7.0 mm; field of view, 20 cm; matrix, 128 x 128), which was obtained primarily to aid in Talairach transformation during data analysis. The third imaging sequence was a T1-weighted echo-planar inversion-recovery sequence (
/5/1,200 [repetition time/echo time msec/inversion time msec]; resolution, 1.6 x 1.6 x 7.0 mm), which was used to obtain structural images for the construction of preliminary statistical maps (but not Talairach-transformed or averaged maps).
Finally, a gradient-echo T2*-weighted sequence (
/40; flip angle, 90°; field of view, 20 cm; matrix, 64 x 64 for a voxel resolution of 3.125 x 3.125 x 7.000 mm; 17 contiguous axial sections along the anterior commissureposterior commissure line and covering both cerebral hemispheres) was performed. This sequence, which is sensitive to signal changes that arise from small changes in blood oxygenation, was used for measurements of brain activation (27). One complete set of 17 sections was obtained repeatedly every 3.5 seconds to obtain 136 time points during 8 minutes.
Autonomic Function and Psychophysical Data Analysis
Autonomic function and psychophysical data (heart rate and end-tidal CO2 level) were averaged across the two stimulation periods and across the three rest periods separately, to calculate the mean values in the stimulation and rest states, respectively. Heart rates and end-tidal CO2 levels in the stimulation and rest states for each paradigm were compared by using both the paired Student t test and the Wilcoxon signed-rank test to determine whether there were significant stimulation-related changes in autonomic function. The changes induced by means of stimulation were further normalized to percentage changes, as indexed to the mean values of the rest periods.
Multivariate analyses of variance (with four indicator variables for the four types of stimulation and one indicator variable for order effects of stimulation) were used in the analysis of differences among the four psychophysical scores and among heart rate changes associated with the four stimulation paradigms. Multivariate analyses of variance also were used in the analysis of differences among psychophysical scores and heart rate changes between the two true acupuncture paradigms and between the true acupuncture paradigm and the control stimulation paradigm. Comparisons among individual psychophysical score and heart-rate changes were performed with analyses of variance, with a threshold P value of less than .003 (ie, type I error rate
= .05/[3 x 5]; Bonferroni correction).
Image Analysis
Motion correction.The echo-planar imaging data were motion corrected by using a ratio-variance minimization algorithm (called "automatic image registration", or AIR) (34) adapted from Woods et al (35). After motion correction, residual motion was reduced to less than 0.5 mm, and no time-series data evidenced residual motion in the form of cortical rim or ventricular artifacts for either the acupuncture or the control stimulations.
Talairach transformation, normalization, and averaging.Both morphologic and functional imaging data for each subject were transformed to correspond to the Talairach stereotactic system (36) and were resectioned in coronal orientation over 57 sections with isotropic voxel dimensions of 3.125 x 3.125 x 3.125 mm. If movement was apparent between acquisitions of structural and functional images, the functional data were further fit to the structural data by translating exterior contours.
Talairach-transformed functional data were intensity scaled so that all mean baseline raw MR signal intensities were equal. Group data for each stimulation paradigm were obtained by averaging the Talairach-transformed functional data across nine subjects. The structural imaging data also were obtained by averaging across nine subjects.
Voxel-by-voxel statistical mapping and anatomic localization.Stimulation-induced changes in functional MR imaging signal intensity were assessed by using nonparametric Kolmogorov-Smirov statistical maps (28,3739) constructed from these averaged data sets. These maps were used for the comparisons among the two stimulation and three rest periods of each paradigm. Kolmogorov-Smirov maps were constructed after an in-plane Hanning spatial filter was applied that smoothed adjacent voxels. The Kolmogorov-Smirov probability map was converted to a logarithmic color scale and was overlaid on anatomic T1-weighted images of the same location for visual inspection. Kolmogorov-Smirov maps for group results were created with a threshold for significant changes in signal intensity established with a P value of less than .00001. Kolmogorov-Smirov maps also were constructed for individuals, to determine the percentage of subjects who showed activation or deactivation (with a threshold of P < .01) of the areas noted in the group data. Brain areas with increased signal intensity during stimulation periods were defined as activated areas, and those with decreased signal intensity during stimulation periods were defined as deactivated areas.
The time courses of signal intensity changes were evaluated for each putative activation or deactivation identified on statistical maps derived from averaged data. These signal intensityversus-time determinations were assessed to ascertain that the changes in signal intensity did not precede stimulus presentation and that the changes specifically followed performance of the stimulation paradigm. All activations and deactivations had to meet these two criteria.
Statistical maps were superimposed on conventional T1-weighted images that also had been transformed into the Talairach domain.
| RESULTS |
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Functional MR Imaging Findings
Group results for functional MR imaging (Figs 2, 3; Table) during acupuncture at ST.36 showed an activation pattern in the hypothalamus and limbic system, that is, activation (signal intensity increased during stimulation as compared with that during rest) in the contralateral hypothalamus and nucleus accumbens. Deactivation (signal intensity decreased during stimulation as compared with that during rest) was noted bilaterally in the anterior cingulate cortex (rostral part, Brodmann area 24b [22]), ipsilaterally in the orbital and basal gyri, contralaterally in the amygdala formation, and bilaterally in the hippocampal complex. In addition, activation occurred in the contralateral primary somatosensory cortex, ipsilateral parietal operculum (Brodmann area 40), and bilateral prefrontal cortex (Brodmann areas 8, 9, and 10). The involvement of the limbic system was replicated with acupuncture at LI.4 in experiment 2; however, the hypothalamus appeared to show more extensive activation bilaterally.
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| DISCUSSION |
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Of note, in the healthy subjects in our study, none of whom had a painful condition, it was difficult to demonstrate an analgesic effect of acupuncture. Furthermore, the clinical effect of acupuncture analgesia usually necessitates longer and multiple stimulation sessions; thus, it is difficult to assess the analgesic effect in an experimental functional MR imaging setting. However, presence of the De-Qi state, which is a prerequisite for and often an indicator of a clinical acupuncture effect (2,4,5,24,25), was sufficient to support our hypothesis that functional MR imaging findings indeed reflected the CNS pathways that mediate the acupuncture effect.
The activation of the hypothalamus and nucleus accumbens by means of acupuncture at both acupoints was consistent with the results from animal experiments and supported the notion that acupuncture afferent pathways engage the structures of the descending antinociceptive system, particularly the hypothalamus (2,4,10,11,14,16,17). The hypothalamus, with the most abundant endorphinergic neurons and long descending projections to the raphe nucleus and periaqueductal gray matter of the mesencephalon, has repeatedly been shown (1517,41) to be critical for acupuncture analgesia. The nucleus accumbens, with interconnections to the descending pathway from the hypothalamus to the raphe nucleus and periaqueductal gray matter, is another important structure for both opioid- and acupuncture-induced analgesia (14,15,18,41).
An important finding was that the hypothalamus showed a tendency for sustained activation on the MR images obtained after acupuncture (Fig 3). Such sustained activation of the hypothalamus may have a bearing on the long-lasting analgesic effect of acupuncture in the clinical setting (24,11,24,42). The finding that acupuncture at LI.4 activated the hypothalamus more extensively than did acupuncture at ST.36 may be in agreement with the clinical observation that acupuncture at the LI.4 acupoint has a stronger analgesic effect.
Although it has been generally accepted (27) that increases in signal intensity at functional MR imaging indicate neuronal excitation (ie, activation), the physiologic meaning of a decrease in signal intensity awaits further investigation. A plausible explanation is a summed decrease in neuronal activity (ie, deactivation) (43). In the present study, the only areas of deactivation that we observed were in the limbic system during real acupuncture. This finding is noteworthy because it has been suggested (19,20,22) that the limbic system participates in pain perception, particularly the affective-cognitive aspect. Results of animal studies have demonstrated that the amygdala formation has abundant opiate receptors and participates in both opioid analgesia and acupuncture analgesia (18,44). Hippocampal activity can be strongly modulated by means of both pain and acupuncture stimulation (17,45). Furthermore, the rostral part of the anterior cingulate cortex, which has extensive connections to the amygdala and periaqueductal gray matter, is a key modulator of the internal emotional response to pain (22). On the basis of these linkages, we hypothesized that an important mechanism of acupuncture analgesia may be deactivation of limbic areas and attenuation of the affective response to pain as a result of acupuncture stimulation.
We ascribed the discrepancy between the activation pattern associated with real acupuncture and that associated with minimal acupuncture to the notably lower degree of De-Qi in minimal acupuncture as rated by the subjects. Minimal acupuncture has recently been recommended as an appropriate control for real acupuncture, because minimal acupuncture minimizes the specific effects of the needle manipulation while maintaining the psychologic effect (31,32). The activation of the supplementary motor cortex, parietal operculum, and frontal operculum in minimal acupuncture may be suggestive of an orientation of attention toward incoming sensory stimulation (46,47). We did not use "sham acupuncture," in which the needle manipulation and depth are identical to those used in real acupuncture, but the manipulations are performed at a nonacupoint. It has been pointed out (3,4,31,32) that sham acupuncture produces a substantial acupuncture effect that overlaps that of real acupuncture, and a huge number of subjects are needed to differentiate the effects of these two types of stimulation. On the other hand, the multiple distributed activations noted at superficial prickingsuch as those of the contralateral anterior cingulate cortex (Brodmann area 24') and thalamus, the ipsilateral lentiform nucleus, and the bilateral insula, frontal operculum (Brodmann area 44 and primary motor area M1), and parietal operculum (Brodmann area 40)are consistent with activations identified in previous human experimental neuroimaging studies of pain (21,23,4751). Such activation patterns were consistent with the higher pain scores given by the subjects for superficial pricking relative to those given for the deep-tissue stimulation of acupuncture.
We emphasized the group results in the present study. Given that the hypothalamus and limbic system are close to the skull base, which contains air and bone structures, it is possible that substantial susceptibility artifact (ie, decreased functional MR signal) will be produced, along with an increased potential for a type II statistical error; therefore, we used group averages in the data analyses to increase the contrast-to-noise ratio (39). On the other hand, the fact that not all subjects showed activation in the foci determined from the group results (Table) may reflect the clinical observation that individual variation is common in the treatment response of acupuncture therapy (2,4,24). Future studies with large groups of patients in which correlations among functional MR imaging findings, psychophysical and autonomic responses, and treatment effectiveness are investigated may provide results that are relevant to this clinical issue.
Although acupuncture analgesia is among the earliest, and so far most advanced, aspects of acupuncture application to be explained in scientific terms, it has been suggested (5) that a proposed mechanism for the acupuncture effect must be able to account for its action in both painful and nonpainful conditions. Given that the hypothalamus and limbic system provide multidimensional integration of neuroendocrinal and autonomic homeostasis (41), our finding that acupuncture activates the hypothalamus and limbic system also may provide a basis for the versatility of acupuncture for use in conditions other than pain disorders, such as management of nausea and vomiting, asthma, and substance addiction (4,5,52,53).
These preliminary results suggest that functional MR imaging is useful for demonstrating brain activation associated with acupuncture stimulation. We also characterized a nervous pathway in the hypothalamus and limbic system that may mediate the De-Qi state. Activation of the hypothalamus and nucleus accumbens of the descending antinociceptive system and deactivation of limbic areas, which are associated with pain perception, provide a neurophysiologic mechanism for the analgesic effect of acupuncture. Our findings also provide a basis for future comprehensive investigations of endogenous pain modulation circuits in the human brain.
| Acknowledgments |
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| Footnotes |
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Author contributions: Guarantor of integrity of entire study, M.T.W.; study concepts, M.T.W., C.F.Y., B.R.R.; study design, M.T.W., K.K.K., G.T.; definition of intellectual content, M.T.W., J.C.H., H.B.P.; clinical studies, M.T.W., J.X., K.K.K., Y.C.I.C.; data acquisition, M.T.W., J.X.; data analysis, M.T.W., Y.C.I.C.; statistical analysis, M.T.W.; manuscript preparation, M.T.W., J.X.; manuscript editing, M.T.W., J.C.H., G.T.; manuscript review, B.R.R., K.K.K., C.F.Y.
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