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Vascular and Interventional Radiology |
1 From the Departments of Radiology and Diagnostic Imaging (C.M.P., G.B., V.A., A.B., D.V., S.P., G.M.) and Endocrine, Metabolic, and Digestive Diseases (Z.R.), Regina Apostolorum Hospital, Via St Francesco 50, 00041 Albano Laziale, Rome, Italy; the Gastroenterology Unit, St Donato Hospital, Arezzo, Italy (F.M.); and the Diagnostic Radiology Service, St Anna Hospital, Como, Italy (P.C., B.C.). From the 2000 RSNA scientific assembly. Received September 6, 2000; revision requested October 20; final revision received May 7, 2001; accepted June 5. Address correspondence to C.M.P. (e-mail: cmpacel@katamail.com).
| ABSTRACT |
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MATERIALS AND METHODS: Ninety-two biopsies proved small HCCs (range, 0.84.0 cm) in 74 patients who were treated percutaneously with LTA in an outpatient clinic. A laser at a power of 5.0 W was coupled with one to four fibers that were advanced through 21-gauge needle(s) for 612 minutes. All lesions were evaluated with computed tomography (CT) for changes in size and vascular pattern, recurrence rates, and cumulative survival rates. Patients were examined for complications.
RESULTS: No major complications occurred in 117 LTA sessions, with an average of 1.3 sessions per tumor. At 3 months, CT scans showed a nonenhancing area (complete necrosis) in 89 (97%) of 92 lesions. During follow-up (range, 666 months; mean, 25.3 months), 84 tumors (91%) decreased in size. The local recurrence rates (range, 15 years) ranged from 1.6% to 6.0%. Recurrence rates (range, 1260 months) in other liver segments ranged from 24% to 73%. Cancer-free survival rates (range, 14 years) ranged from 73% to 24%. Overall survival rates were 99%, 68%, and 15% at 1, 3, and 5 years, respectively. Twenty-one patients (28%) died.
CONCLUSION: LTA is a safe and effective treatment for small HCC.
Index terms: Lasers, interstitial therapy, 761.1299 Liver, interventional procedures, 761.1299 Liver neoplasms, 761.323 Liver neoplasms, therapy, 761.1266, 761.1299, 761.323
| INTRODUCTION |
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These problems in the management of HCC prompted the development of other potentially therapeutic modalities, such as transcatheter arterial embolization (7); transcatheter arterial chemoembolization (8); percutaneous cryotherapy (9); and ultrasonographically (US) guided percutaneous injection of hot saline (10), acetic acid (11), or ethanol (12), all of which destroy cancer cells. Transcatheter arterial chemoembolization does not eliminate all malignant cells, and although extensive tumor necrosis can be observed, viable residual tumor cells remain, particularly beneath the tumor capsule, in intracapsular invasion, in daughter nodules, and in portal venous tumor thrombi (8,13). Percutaneous ethanol injection (PEI) is now widely used for small HCC (12,14). The effect of PEI is roughly comparable to that of surgical resection (5,12). However, a larger number of treatment sessions is required (12), and PEI does not always produce complete necrosis (13,14). Furthermore, recurrence after treatment is very common (12,1517), and needle track implantation is not unusual, especially when HCCs are 2 cm or greater at their largest diameter (18); in addition, sclerosing HCCs respond poorly to PEI therapy (19).
To improve the results obtained with PEI, other percutaneous techniques have been developed. The most promising minimally invasive techniques are hyperthermic methods of tissue destruction, such as radio-frequency electrocoagulation (2022), microwave coagulation (23), and laser thermal ablation (LTA) (2429). Each of these techniques generates intralesional heat by a different mechanism, but the local hyperthermia is the unifying mechanism underlying their effectiveness. To date, all of these new percutaneous lesion-heating techniques are less well established than PEI.
The purpose of our work was (a) to evaluate the safety of LTA in the treatment of small HCCs, (b) to investigate the local effectiveness of this technique, and (c) to analyze the long-term results in a series of 76 patients.
| MATERIALS AND METHODS |
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-fetoprotein assay. The size, number and location of lesions in the liver, vascular and biliary ingrowth, and regional lymphatic involvement were established at US and computed tomography (CT). CT was performed with a helical scanner (HiSpeed Advantage; GE Medical Systems, Milwaukee, Wis). In all patients, triple-phase scans were obtained starting 25, 70, and 180 seconds after the powered injection (CT 9000; Liebel-Flarsheim, Cincinnati, Ohio) of a single bolus of a solution of 150 mL of iopromide (Ultravist 370; Schering, Berlin, Germany) in water at a rate of 5 mL/sec (29). The presence of a tumor capsule (complete hyperattenuating ring surrounding the lesion[s] during equilibrium phase) was established on pretreatment contrast materialenhanced CT scans. The lesions that were surrounded by a capsule or with smooth, well-circumscribed margins without a capsule (absence of hyperattenuating ring surrounding the lesion[s] during equilibrium phase) were considered noninfiltrating. The lesions with irregular margins or encapsulated lesions with extranodular growth (irregular capsule) and/or peripheral satellite nodules were classified as infiltrating.
On the basis of the behavior of the lesions on pretreatment contrast-enhanced CT scans obtained during the arterial dominant phase, the tumors were classified as hyperattenuating (presence of tumor stain), hypoattenuating (absence of tumor stain), or a mixed pattern (inhomogeneous pattern). The US texture of the lesion(s), as compared with that of the surrounding liver parenchyma, was classified as hypoechoic, hyperechoic, isoechoic with hypoechoic rim, or mixed. The volume (the three largest perpendicular diameters of the lesion multiplied by 0.525 [ellipsoid volume]) of each tumor was assessed from the CT image by one radiologist (C.M.P.). Seven nodules were superficially located and/or were beneath the capsule; three, close to the gallbladder; two, near the porta hepatis; ten, near the hepatic veins; two, near the medium-sized vessels; and none, adjacent to the vena cava. Two nodules in the third segment deformed the liver margin (Table).
LTA Technique
Preparation for LTA was performed with the same guidelines as those used for large-core percutaneous biopsy. All patients were treated in our outpatient clinic. Percutaneous treatment is performed in the angiography suite by one radiologist in the simpler cases and by two radiologists in more complex and harder-to-reach cases, with one nurse who is experienced in dealing with conscious sedation during interventional procedures (30). Local anesthesia was achieved by using 5 mL of 2% xilocaine (Xilocaine 2%; AstraZeneca, Basiglio, Italy). Just before needle insertion, both 37 mg of midazolam maleate (Ipnovel 15; Roche, Milan, Italy) and 4 mL of fentanyl citrate (Fentanest; Pharmacia & Upjohn, Milan, Italy) were administered intravenously while the cardiovascular and respiratory systems were continuously monitored. With US guidance and a 3.5-MHz convex transducer (CAB411A-EZU-PA3B4-1; Esaote Biomedica), the needles were positioned within the lesion in the area to be treated, and the tip positions were confirmed with two-plane US images.
LTA was performed with a continuous-wave neodymium yttrium-aluminium-garnet, or Nd:YAG, laser (DEKA-M.E.L.A.; Florence, Italy) that operated at a wavelength of 1.064 µm. This laser source was used with an optical beam-splitting device (SMART 1064 HCC; DEKA-M.E.L.A.) with four separate fibers that were always illuminated concurrently (simultaneous or multiple-fiber application) (31). A 21-gauge modified Chiba needle (Hospital Service) and a plane-cut tip fiberoptic with a 300-µm quartz core (Medical Energy, Pensacola, Fla) were used. The needles were placed within the tumor prior to starting treatment, and each stylet was replaced by a sterile optical fiber, which was advanced until at least 1 cm of the bare fiber tip was in direct contact with the deepest part of the tumor. Both the number of needles (one to four) and the arrangement were chosen in accordance with the size, shape, and location of the lesions.
To achieve regional coagulation with necrosis of the main tumor, capsular invasion, and neighboring intrahepatic metastases (peripheral satellite nodules and portal vein thrombi), up to four needles were simultaneously placed in a square configuration with interneedle spacing of 1.01.5 cm, encompassing the whole tumor and surrounding noncancerous parenchyma, with the intention of creating a volume of necrosis larger (a rim at least 510 mm of the rim of normal liver around the tumor) than the original volume of the neoplasm. Once the laser was turned on and the scheduled energy was delivered for the single treatment, if warranted by the size of the lesion, another laser treatment was performed by withdrawing the needles and fiber tips 2.0 cm from the treated area and carefully repositioning them in the contiguous, still untreated cranial area within the lesion. All laser illuminations were monitored continuously with real-time US. At the end of the treatment, the optic fiber was slowly pulled out with the laser still on. Once the needles were pulled out, US was performed to reveal intra- and/or extrahepatic complications. LTA sessions were performed by one or two of five radiologists (C.M.P., G.B., F.M., P.C., B.C.) with at least 5 years experience in interventional abdominal procedures and fellowship training in our hospital.
After the procedure, patients were observed for 6 hours in the outpatient recovery room and, if no complications occurred, were discharged. Before the procedure and at 6 and 2448 hours and 1 month after treatment, the following serologic values were measured: levels of transaminases, alkaline phosphatase, bilirubin, electrolytes, hemoglobin, fibrinogen, haptoglobin, and creatinine; prothrombin activity; and complete blood cell count. The degree of liver function impairment was estimated by means of routine biochemical parameters within 2 months after LTA. In addition, recorded data included Child-Pugh classification, growth of tumor, and occurrence of extrahepatic disease.
Study Design and Assessment of Treatment Effectiveness
Our aim was to achieve a rapid, safe, and complete destruction of small HCCs by producing a large area of necrosis while markedly reducing the number of sessions required to carry out a complete ablation. On the basis of our experience (32) and that reported by other authors (33), we used 5 W per fiber with an exposure time of 6 minutes to reach 1,800 J per fiber for each single tumor treatment. A laser illumination that lasted 6 minutes was considered a single tumor treatment. Up to two treatments were scheduled during any one session. We scheduled no more than two irradiation cycles for any one lesion, depending on the size of the tumor. The first irradiation cycle was composed of a maximum of two sessions and a maximum of two tumor treatments per session; and the second irradiation cycle, with the same design as the first cycle, took place after 3 months if there was incomplete necrosis.
We used one fiber for lesions less than or equal to 1 cm (n = 5), two fibers for lesions less than or equal to 2 cm (n = 24), and four fibers for lesions with a diameter of 2.14.0 cm (n = 63). Thus, we determined the number of LTA tumor treatments and sessions, the total energy used per session and per tumor, the mean volume of necrosis obtained and the energy delivered per milliliter of tumor, and the mean total procedure time.
During and at 56 hours and 2448 hours after treatment, US was performed to evaluate any changes in the echotexture of the lesions treated and in thermally induced necrosis. After 12 weeks and every 6 months thereafter, US was performed to monitor changes in size and lesion detectability during follow-up.
CT was performed 2448 hours after the first irradiation cycle to evaluate the short-term effects of the procedure, assess the extent of necrosis, and plan further intervention. Still-enhancing areas were assumed to indicate residual viable tumor, and an additional irradiation cycle (ie, one or two sessions of LTA) was performed. Thus, tumor necrosis was considered complete when no areas of enhancement were seen in the tumor or at the periphery on CT scans obtained 3 months after the first irradiation cycle or 2448 hours after a possible second irradiation cycle. If CT scans obtained after the second irradiation cycle showed residual viable tissue, LTA was considered to have failed and was discontinued; in our hospital, patients then underwent segmental transcatheter arterial chemoembolization within 3060 days after LTA failure.
On the basis of the findings of this imaging technique, the response to LTA was defined in accordance with World Health Organization criteria as complete response, no evidence of neoplastic disease; partial response, reduction greater than 50%; no change, reduction less than 50%; and progressive disease, increase of greater than 25% (34). Local recurrence was diagnosed when enhancing foci were seen close to, along the edge of, or within the treated area. CT was performed 3 months after the end of treatment and every 6 months thereafter. All CT scans were analyzed in consensus by two experienced radiologists (C.M.P., D.V.). Therapeutic effectiveness was also assessed with an
-fetoprotein assay performed after the end of LTA and every 6 months thereafter. During follow-up, hepatic serum functional indexes were measured every 6 months.
Statistical Analyses
Statistical analysis was conducted every 6 months. The patients baseline characteristics and follow-up results are presented as means plus or minus SDs. Rates of local recurrence, occurrence of new lesions, death, cancer-free survival, and cumulative survival were calculated from the time of initial treatment of the original HCC by using the Kaplan-Meier method. Comparison was made by performing the log-rank test. P values of less than .05 were considered to indicate a statistically significant difference.
| RESULTS |
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Imaging
Laser illuminations were monitored continuously with real-time US. In every case, once LTA treatment had begun, continuous US monitoring revealed, after a delay of about 3060 seconds, a slowly enlarging and coalescing hyperechoic zone around each fiber tip resulting from vaporization of fluid and formation of microbubbles of gas. This irregular and poorly defined hyperechoic area then progressively increased to envelop the entire tumor. Vapor appeared as echogenic linear foci radiating from the treatment area along tissue planes and/or hepatic vessels or coming up through the needle sheath and becoming visible as smoke in the needle hub. US performed after treatment depicted a decrease in the echogenicity of the treated area, and after 56 hours, a heterogeneous lesion was surrounded by a 35-mm hypoechoic rim. At US performed after 2448 hours, the thermal lesion was characterized by a small central hypoechoic area (zone of vaporization), which was surrounded by a thin hyperechoic rim (zone of carbonization) and a thick outer hypoechoic area (zone of coagulation) with associated acoustic shadowing (32) (Fig 1). This US appearance was nearly identical to that on 12-week and 6- and 12-month follow-up images, apart from a decrease in size of both the central cavity and the entire heated area. These changes precluded precise assessment of the coagulation size after LTA.
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Therapeutic Responses and Follow-up Findings
A single irradiation cycle was performed in 84 (91%) of 92 lesions. In eight (9%) tumors, a second irradiation cycle that consisted of only one session was performed (Fig 4). We obtained a volume of necrosis larger than that of the original lesion in 77 (84%) of 92 tumors; in 12 (13%) tumors, we achieved a volume equal to the initial volume and corresponding to the original lesion in size and shape (Fig 4); in the remaining three (3%) tumors, we observed evidence of tumor persistence (partial response). Complete response (complete necrosis) was achieved in 89 (97%) of 92 tumors. Of the three tumors (two patients) in which necrosis was incomplete, one was of grade 2 and located in the fifth segment and two were of grade 3 and located in the eighth segment. In both tumors, transcatheter arterial chemoembolization was performed; in one after 32 and in the other 55 days after the last LTA treatment.
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-fetoprotein levels returned to normal after LTA in all patients who had had a slightly increased serum
-fetoprotein level and in four (80%) of five patients who had had a serum level over 200 ng/mL (200 µg/L) before therapy. In the remaining patient, the serum
-fetoprotein level remained high due to a new HCC elsewhere in the liver.
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Side Effects and Complications
No major complications requiring intensive care were encountered during or after the procedure. Three minor complications in the course of 120 LTA sessions occurred in three patients during the first 624 hours after the procedure: self-remitting variceal bleeding (reduction of hemoglobin level by 8 g/dL [80 g/L]), subcapsular hemorrhage, and perirenal inflammation. The first two complications required no treatment, although discharge from the outpatient recovery room was delayed, and hospital admission was indicated. Neither transfusion nor surgical repair was necessary for either the patient with variceal bleeding, since the hematocrit level returned to baseline values within 5 days, or the patient with intraparenchymal bleeding. In the third patient in whom the lesion was located peripherally, adjacent to the Glisson capsule in the sixth segment, we observed perirenal inflammation (hypoechoic irregular area at US and ill-defined area of hyperattenuation at contrast-enhanced CT), which cleared up in 20 days; the perirenal disease required the administration of 1 g of amoxicilline (Zimox; Pharmacia & Upjohn) once a day for 7 days but not hospitalization.
All patients experienced mild to moderate pain at the insertion site or the epigastric level, or diaphragmal irritation with right shoulder tip pain during the procedure, especially when the tumor was superficial or contiguous to the porta hepatis. Sixty-one (82%) of 74 patients experienced moderate pain or slight discomfort in the right hypochondrium during the next few days. In only 36 (59%) of these cases did the pain require the administration of 500 mg of acetaminophen (Tachipirina 500; Angelini, Rome, Italy) twice a day; in five (8%) cases, 10 drops of ketorolac tromethamine (Toradol; Recordati, Rome, Italy) was required three times a day in the following 34 days. Seventy (95%) of 74 patients had a mild or moderate increase in body temperature (37°38°C) without a focus infection, which returned to normal within 34 days. In 19 (50%) of 38 patients in whom lesions were located in the dome of the liver, pleural effusion was observed on CT scans after 24 hours. None of these minor complications required treatment, and all cleared up after a few weeks. In all patients, transaminase levels were two to 10 times higher after treatment than at baseline, but they decreased to normal baseline values within 320 days. No changes in the serum level of total bilirubin and unconjugated bilirubin, complete blood cell count, or platelet count were observed. At the time this article was written, no evidence of needle-route seeding had been seen.
| DISCUSSION |
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An advantage of LTA is that it requires fewer treatment sessions for a complete treatment than does PEI (12,22). Our results are comparable to those achieved with radio-frequency electrocoagulation (22), but with the latter method, the investigators excluded patients who had lesions adjacent to the hepatic hilum or confluence of the hepatic veins (22). The use of thin fibers and fine needles with LTA makes it possible to reach the entire lesion safely, even if it is very deep, difficult to get at, near the gallbladder or the hepatic hilum, or superficial. Moreover, LTA treatment seems to be extremely well tolerated and produces no severe side effects or major complications.
Our study findings show that local recurrence (Figs 5, 8) does occur in small HCCs treated with LTA, but this drawback is infrequent. Other authors (5,11,1416), by using PEI, report variable values that range from 4% to 30%. In our opinion, this difference can be explained, at least in part, by the more complete necrosis that is achieved with LTA in most cases.
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Cancer cells of this sort, which eluded percutaneous therapy, are perhaps the main cause of local recurrence. Most unrecognized intratumoral nodules, that is, intracapsular and extracapsular cancer cells that are undetectable at imaging and are not identified at pretreatment staging, may have a chance of being destroyed with LTA. In this way, in our opinion, LTA may be equivalent to limited hepatic resection and may influence long-term survival, achieving results comparable to those of segmentectomies. Confirmation can come only from controlled prospective trials in which both treatments are compared and the patients are followed up for at least 5 years.
It is difficult to compare reliably radio-frequency ablation with other heating techniques, as different approaches have been used to increase the diameter of coagulation. Moreover, the relatively short follow-up time reported for some of the systems does not facilitate helpful comparison. However, some preliminary considerations should be stressed. Radio-frequency ablation, like PEI, demonstrated less effectiveness in the treatment of contiguous multinodular HCC, probably because of the fibrosis surrounding the small neoplastic nodules, which may influence heat diffusion and thereby limit treatment effectiveness (19,22). Moreover, by using this method in neoplastic tissue of the most common type (ie, nodular), one can generally reproduce the size and shape of the necrotic area so that it is similar to that of the tumor, as if a mold of the tumor had been made (oven effect) (22). The same authors (38) confirmed these results in another study, explaining that with HCC it is generally sufficient to treat just the tumor itself, and that the oven effect may protect surrounding structures.
More recently, Rossi et al (39), by using the radio-frequency interstitial tumor ablation, or RITA, with a four-pronged umbrella needle system (RITA Medical Systems, Mountain View, Calif) after occlusion of the tumor blood supply, confirmed again that lethal temperatures are reached just inside the HCC nodule, whereas nonlethal temperatures are detected in the hepatic tissue immediately surrounding the nodule, and therefore, the resultant necrosis selectively involves only the HCC nodule and reproduces the nodule shape. The same authors (39) reported that in their study, the local recurrences may have been due to the unsatisfactory diffusion of heat within the HCC nodule, as well as extracapsular invasion or daughter nodules outside the original nodule. These results seem to indicate that radio-frequency ablation is unable to induce a volume of necrosis larger than the original lesion and thus obtain the complete destruction of neighboring neoplastic or preneoplastic nests. However, a longer follow-up is needed for a better understanding of the outcomes of these techniques, and more valid data are needed to compare the different options.
Recurrence of new HCCs in locations far from the original tumor was frequent during follow-up; this was probably due to multiple metachronous or unnoticed synchronous lesions or to intrahepatic metastases that were not detected at imaging (37). Such new lesions are part of the natural history of HCC in cirrhosis. The entire cirrhotic liver contains regenerative nodules, and hepatocarcinogenesis is probably a stepwise process from a regenerative nodule to an adenomatous hyperplasia and then to HCC (40). Thus, the entire liver is ready for the development of multiple HCCs, and the first lesion to be detected is only the beginning of a multifocal disease with several tumor clones (40,41).
The survival rates in our study were comparable to those of other studies (12,17). However, we stress that some reports involved patients who received diagnosis and were staged a few years ago when imaging techniques were less accurate. In our view, the use of these less accurate imaging techniques to verify local control of the disease may have caused an underestimation of the rates of local recurrence and of the short-, mid-, and long-term results with PEI. Hence, this limitation must also be taken into account when our results are compared with those of other authors. Thus, there is a need for prospective, randomized, controlled trials with a greater number of patients with predefined characteristics to facilitate the analysis and comparison of the different treatment options offered to patients with HCC.
The best way to ascertain the effectiveness of LTA is to assess the presence of vascular enhancement after contrast material administration at CT, considering that nonenhancement represents absence of viable tissue and thus successful necrosis of the tumor (2022,2527). The use of triple-phase helical CT is, in our opinion, essential for assessing treatment effectiveness and completeness and for early detection of tumor recurrence (42). The relationship between the enhancing peripheral halo and LTA treatment deserves some comment, and in our view, the attenuation behavior, with its segmental appearance after bolus injection, can be explained. The hyperattenuating halo around the coagulated tissue that is thought to be related to hyperemia is probably due to a rapid change in hepatic arterial flow in response to thermal injury. Thermal ablation induces a marked increase in arterial perfusion in the surrounding liver within a few minutes after the start of treatment. The heated area of necrosis can cause hepatic segmental venous occlusion, and in this condition, the portal veins become draining veins and the occluded region is supplied with arterial blood alone (43). This phenomenon causes hyperattenuation in the occluded area at CT since arterial flow itself increases and the contrast medium is less diluted there. CT acquisition with rapid sequential sections makes it possible to evaluate these changes.
Determination of the volume of the area to be heated is complex and depends on the laser power, the laser irradiation time and wavelength of light involved, how the energy reaches the tissue, and such tissue factors as optical and thermal properties (2227,29,44). Since different types of tissue have different optical characteristics, the choice of a specific laser treatment must be related to the tissue type involved (44). Because of these factors, according to a few authors (27), it is not practical to establish a fixed deposition of laser energy for any given tumor size; LTA of tumors of the same size may result in variable necrosis, despite the use of the same amount of laser energy. On the basis of our experience, however, we believe that the therapeutic parameters are 5 W of laser power administered so as to reach simultaneously a total energy of 7,200 J to an ellipsoid volume ranging from 8 to 18 mL ± 3.9 (mean, 13.4 mL) for a single tumor treatment and ranging from 12 to 40 mL ± 11.5 (mean, 21.2 mL) for two tumor treatments with a total energy deposition of 14,400 J (32) and a procedure time of 6 and 12 minutes, respectively.
Although no formal cost-effectiveness analysis was performed as part of this work, it should be pointed out that for LTA, the laser generator costs were $40,000$45,000 and the costs for a set of fibers were only $1,000$1,500, but this set can be used to treat up to 50 patients (45).
In conclusion, LTA is a safe and effective percutaneous technique for the treatment of primary liver tumors. However, further research in this field is needed to elucidate (a) the exact correlation between histopathologic structure and laser energy and (b) the correlation between hepatic blood flow and the actual extent of the area of necrosis (46).
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Author contributions: Guarantor of integrity of entire study, C.M.P.; study concepts, C.M.P., G.B., Z.R.; study design, C.M.P., G.B., P.C.; literature research, S.P., G.M.; clinical studies, F.M., Z.R.; data acquisition, A.B., S.P.; data analysis/interpretation, G.B., F.M., P.C., B.C., A.B.; statistical analysis, D.V., S.P., G.M., C.M.P., A.B.; manuscript preparation, C.M.P., S.P.; manuscript definition of intellectual content, all authors; manuscript editing, A.B., S.P.; manuscript revision/review, C.M.P., P.C., B.C., Z.R.; manuscript final version approval, all authors.
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