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Experimental Studies |
1 From the Minimally Invasive Tumor Therapy Laboratory, Department of Radiology, Beth Israel Deaconess Medical Center, Harvard Medical School, 1 Deaconess Road, WCC 308B, Boston, MA 02215 (C.H., K.D., S.N.G.); Department of Nuclear Engineering, Massachusetts Institute of Technology, Cambridge, Mass (J.A.C., J.L.K.); Department of Radiology, Rhode Island Hospital, Providence, RI (D.E.D.); Department of Pathology, Brigham and Womens Hospital, Harvard Medical School, Boston, Mass (S.S.); and Institute for Technology Assessment, Department of Radiology, Massachusetts General Hospital, Harvard Medical School, Boston, Mass (E.F.H.). From the 2003 RSNA Annual Meeting. Received February 11, 2004; revision requested April 14; revision received May 19; accepted June 28. Address correspondence to S.N.G. (e-mail: sgoldber@bidmc.harvard.edu).
| ABSTRACT |
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MATERIALS AND METHODS: With a protocol approved by the institutional animal care and use committee, R3230 mammary adenocarcinoma (12.5 mm ± 0.6 [standard deviation]) was implanted subcutaneously into 107 female Fischer 344 rats. Initially, 42 tumors were randomized into four treatment groups: (a) RF ablation (70°C for 5 minutes) alone, (b) RF ablation followed by radiation therapy with a total dose of 20 Gy, (c) 20-Gy radiation alone, and (d) no treatment. Another 19 tumors were randomized to receive (e) RF ablation (70°C for 5 minutes) followed by 5-Gy radiation, (f) 5-Gy radiation alone, or (g) no treatment. Animals were followed up until survival end point (either until tumor growth to 30 mm in diameter, or for 120 days if no tumor was seen in mammary fat pad or chest wall). Results were analyzed with the Kaplan-Meier method. Histopathologic analysis was performed in 15 additional tumors at survival end point and 18 other representative tumors at other specified end points.
RESULTS: Combined RF ablation and 20-Gy radiation resulted in complete local control in nine (82%) of 11 tumors, compared with one (9%) of 11 tumors treated with RF ablation alone and one (17%) of six treated with RF ablation and 5-Gy radiation (P < .001). No local control was achieved in rats with radiation therapy alone or in controls. Median end-point survival was 12 days for controls, 20 days with RF ablation or 5-Gy radiation alone, 30 days with RF ablation plus 5-Gy radiation, 40 days with 20-Gy radiation alone, and 120 days with RF ablation plus 20-Gy radiation. Mean end-point survival was 13 days ± 5 (standard deviation) for the control group, 34 days ± 31 with RF ablation alone, and 43 days ± 16 with 20-Gy radiation alone. Mean survival was significantly greater with 20-Gy radiation and RF ablation combined: 94 days ± 34 (P < .001 compared with all other groups). Mean survival for rats that received 5-Gy radiation with RF ablation versus without was 46 days ± 37 versus 24 days ± 11, respectively.
CONCLUSION: Combined RF ablation and external-beam radiation therapy increased animal survival compared with that with either of the treatments alone or with no treatment.
© RSNA, 2005
| INTRODUCTION |
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This latter limitation has led to the use of combined therapies, including modulators of conductivity (9) and blood flow (10), as well as adjuvant chemotherapy (1115), to achieve synergy. For example, the results of several studies in which RF ablation was combined with liposomal doxorubicin in animal models and in patients showed improved results over those with either therapy alone (1113). Furthermore, several studies have shown promising results for RF and other thermal ablation therapies combined with hepatic artery infusion chemotherapy with floxuridine and 5-fluorouracil or combined with chemoembolization with doxorubicin to treat hepatocellular carcinoma (1416), with tolerable toxic effects and improved local control. Other possible therapies include microwave- and laser-induced ablation. Shibata et al (17) showed equal effectiveness with RF ablation versus microwave ablation in the treatment of hepatocellular carcinoma in 36 patients. In a recent study, Vogl et al (18) found mean survival of 4.4 years for laser-induced therapy in colorectal metastases to the liver.
Data from the literature suggest that external-beam radiation therapy and low-temperature hyperthermia can be useful for treating tumors in the lung (19), prostate (20), bladder (21), and other sites (21,22). In RF ablation, radiofrequency waves create frictional resistance and, thus, heat the tissue to more than 50°C to achieve coagulation (23). In this process, much of the tissue is heated to higher temperatures for a shorter time than with conventional methods of heating for 12 hours at 42°45°C (24), yet a substantial portion of the tissue is subject to hyperthermic temperatures (25). Nonetheless, the potential effect of the combination of RF ablation with radiation therapy has not been well studied. Thus, the purpose of this study was to determine whether use of combined RF ablation and external-beam radiation therapy increases end-point survival over that with either RF ablation or radiation therapy alone in an animal tumor model.
| MATERIALS AND METHODS |
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The tumor (approximately 1 cm in diameter) was initially harvested from a live carrier. Within 30 minutes of its dissection and removal, the tumor was homogenized with a tissue grinder (model 23; Kontes Glass, Vineland, NJ) by using aseptic technique, and the tumor cells were suspended in 7 mL of a culture medium (RPMI 1640; INC Biomedicals, Aurora, Ill). In prior control experiments in our laboratory, this process resulted in a concentration of 1 x 108 cells per milliliter, with more than 95% cellular viability. During direct visualization, 0.20.3 mL of the tumor cell suspension was injected slowly via an 18-gauge needle into the mammary fat pad. Animals were monitored every 34 days to measure tumor growth. Solid nonnecrotic tumors (as determined with ultrasonography [US]) with a mean diameter of 12.5 mm ± 0.6 and diameter range of 1015 mm were used for ablation studies. Tumors were allowed to grow for 1424 days, until the desired treatment size was achieved. Tumor induction, monitoring, and randomization were performed by two authors (C.H., K.D.).
Experimental and Control Groups
Forty-two tumors were randomly stratified into four treatment groups. To avoid bias due to an overestimated or underestimated difference between treatments, we used simple block randomization as described previously (28). The four groups underwent (a) RF ablation (heating to 70°C for 5 minutes) alone (n = 11), (b) RF ablation followed within 2 hours by external-beam radiation therapy with a total dose of 20 Gy (n = 11), (c) 20-Gy radiation alone (n = 9), or (d) no treatment (n = 11). Subsequently, 19 additional tumors were randomized into three groups to undergo (e) RF ablation followed within 2 hours by external-beam radiation therapy with a total dose of 5 Gy (n = 6), (f) 5-Gy radiation alone (n = 7), or (g) no treatment (n = 6).
As a next step, 18 additional tumors underwent treatments identical to those administered to tumors in the four groups in the initial experiment. The 18 rats with these tumors were sacrificed at day 0 or day 7 after treatment to document differences in gross and histopathologic findings among the treatment groups at defined time points. In each of the two groups that received either RF ablation plus 20-Gy radiation or 20-Gy radiation alone, two animals were sacrificed at day 0 and three animals were sacrificed at day 7. In each of the groups that received either RF ablation alone or no treatment, two animals were sacrificed at day 0 and two animals were sacrificed at day 7. Tumor growth measurements in these animals were not included in the statistical analysis according to treatment group, because these tumors were not followed up until the defined survival end points.
RF Ablation
A 500-kHz RF generator (CC-1; Radionics, Burlington, Mass) was used for conventional monopolar application of RF energy (C.H., K.D.). The animal was placed on a standardized grounding pad (Radionics) to complete the RF circuit, with proper contact ensured by shaving of, and application of US gel to, the contact area. With US guidance, the 1-cm tip of a 21-gauge 0.81-mm-diameter electrode was placed in the center of the tumor. With the exception of this distal tip, the electrode was insulated to allow focused energy deposition. RF energy was applied for 5 minutes, with the generator output (mean, 90.4 mA ± 25.8; range, 48160 mA) titrated to maintain a designated mean tip temperature (70°C ± 2). In previous use, these parameters were demonstrated to produce a tumor ablation zone measuring 67 mm in short-axis diameter, thereby allowing us to gauge the increased effect of combined therapy and to compare effects with those in other studies in which RF ablation alone was compared with combined RF ablation and liposomal doxorubicin (13,29). Thus, it was not our intent to use a curative dose of RF ablation in this study but rather to use a dose sufficient to enable detection of enhanced tumor destruction with adjuvant external-beam radiation therapy (11). Local temperature was measured during ablation by using a thermocouple located at the tip of the RF electrode, a procedure that enabled proper adjustment of generator output. Tip temperature, tissue impedance, and applied current were recorded at baseline and at 60-second intervals thereafter for the duration of the RF energy application.
Radiation Therapy
In the combined-therapy group, external-beam radiation therapy was performed within 2 hours (60114 minutes) after RF ablation, as the results of prior studies suggested that this was the most effective window for application of low-temperature hyperthermia (19,30). This timing of radiation therapy also allowed comparison of the results of our study with those of prior studies in which chemotherapy was given after RF ablation (11). The animal was positioned on its side, atop a lead shield with a small slit through which the radiation would be delivered. The shield was then inverted, and a second piece of lead was used to protect the lungs. An irradiator (RT 250; Philips Medical Systems, Eindhoven, the Netherlands) was operated at 250 kV and 12 A with filtration of 0.4 mm of tin and 0.25 mm of copper. The distance from the source to the skin was 32 mm. The radiation dose was delivered at a rate of 1 Gy ± 0.1 per minute for 5 or 20 minutes, depending on the treatment group. The 5-Gy and 20-Gy total doses were chosen on the basis of the results of prior studies by Brizel et al (31) and Dewhirst et al (32) in the same tumor model and were not expected to be curative but merely to delay tumor growth and, thus, to allow comparison between the study groups.
Survival End Point, Tumor Measurement, and Histopathologic Analysis
Tumor diameters were measured every 24 days in the longitudinal and transverse directions with mechanical calipers by two authors (C.H., K.D.), who, because of the requirement that all cages be labeled with any treatment given to the animals, were not blinded to treatment group. The animals were anesthetized to ensure the accuracy of measurement. At each time point, the largest diameter was recorded. The animals were euthanized when the largest diameter of the tumor reached 30 mm (C.H., K.D.). Accuracy of the final measurement was verified by the senior author (S.N.G.), who was blinded to treatment group. This surrogate end point was necessary because of the tumor burden to the animal: According to the U.S. Department of Agriculture Animal Welfare Act (33), any animal with a tumor that constitutes more than 10% of its body weight (equivalent to a tumor diameter of 30 mm in this model) is moribund and should be sacrificed. The other end point was local control (ie, no tumor visible on the chest wall or in the mammary fat pad). The survival end point was thus a tumor diameter of 30 mm or survival of 120 days, whichever was reached first. Animals were euthanized with an overdose (200 mg/kg) of pentobarbital (Nembutal; Abbott Laboratories, North Chicago, Ill) injected intraperitoneally. The tumor or tumor bed was then excised, and histologic sections were prepared for analysis (C.H., K.D.). Histopathologic analysis of the tumor or tumor bed was performed with hematoxylin-eosin staining in two representative animals from each treatment group. Another three specimens with local tumor control, from the group of tumors that underwent RF ablation plus 20-Gy radiation, were examined to ensure that there was no viable tumor remaining at 120 days.
Histopathologic analysis was performed to identify heat-fixed tissue, coagulation necrosis, evidence of viable tumor including mitotic figures, local edema, and neovascularization. All histopathologic examinations were performed by one author (S.S.) who was blinded to the treatment groups.
Autopsy and gross pathologic analysis were performed for all animals that died before 120 days. Histopathologic analysis with hematoxylin-eosin staining was performed in tissues in which the presence of malignant foci was suspected.
Statistical Analysis
The Kaplan-Meier method was used for end-point survival analysis, which was performed with the aid of statistical software (SAS, version 8.1; SAS Institute, Cary, NC). Spreadsheet software (Excel; Microsoft, Redmond, Wash) was used to perform two-sample Student t tests, and a P value of .01 was considered to indicate a statistically significant difference. The combined therapy group that received 20-Gy radiation therapy plus RF ablation was compared with the groups that received 20-Gy radiation therapy alone, 5-Gy radiation therapy alone, 5-Gy radiation therapy plus RF ablation, RF ablation alone, and no treatment. Median end-point survival, as well as the mean and standard deviation, were calculated for each group. One-way analysis of variance was performed to compare survival end points among all the animals.
| RESULTS |
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The tumors in which local control was achieved all showed a similar pattern of growth and involution (Fig 3). In gross appearance, by day 4, the superficial portion of the completely treated tumors began to involute. The tumor diameter, however, continued to increase slightly during this period, probably because of local edema and the formulation of granulation tissue (see the section about Histopathologic Examination). By days 710, the tumor was almost completely resorbed, and some hair growth was seen. A scar on the chest wall was all that remained by day 120. The one rat from the group that received RF ablation and the one from the group that received RF ablation plus 5-Gy radiation and that survived until the end point of 120 days had similar scars.
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Histopathologic specimens from the tumors that reached 30 mm in diameter all showed viable tumor cells. A central zone of necrosis of less than 5 mm in diameter, which presumably corresponded to the postablation involuted zone, was seen in the two tumors subjected to RF ablation alone.
| DISCUSSION |
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The induction of hyperthermia at 40°43°C for 60 minutes (for multiple doses), in combination with radiation therapy, has had limited success (20). Sakurai et al (19) reported the results of treatment in a small group of patients with nonsmall cell lung carcinoma metastases in bone, with a 2-year survival rate of 44.4% for combined therapy versus 15.4% in historical controls treated with radiation alone. Kalapurakal et al (20) presented results from a small nonrandomized study of hyperthermia used with radiation therapy for locally advanced hormone-refractory prostate cancer. In most patients, the combined therapy was well tolerated. Although the tumors in three (23%) of 13 patients progressed after therapy, all 13 patients experienced a substantial alleviation of symptoms within 3 months of therapy.
In this study, we observed local tumor control in nine of the 11 animals that received RF ablation and 20-Gy radiation therapy. These results are very promising, as local control was seen in only two other cases, one treated with RF ablation alone and one treated with a combination of RF ablation and 5-Gy radiation. Histopathologic analysis at day 7 in the rats that underwent a combination of RF ablation and 20-Gy radiation showed a new peripheral area of hyperemia and edema, but no viable tumor.
In a previous study, DIppolito et al (11) showed increased end-point survival with use of combined RF ablation and intravenous liposomal doxorubicin in the same animal model. In that study, however, local control was observed in only one (20%) of five rats, and that animal received a higher RF ablation dose than was used in this study (90°C vs 70°C), as well as liposomal doxorubicin. Thus, a local cure rate of 82% and 120-day survival rate of 55% may represent a major improvement over other combined RF ablationhyperthermia strategies.
In this study, three animals showed evidence of local tumor control before succumbing to lung metastases at 44, 57, and 59 days. This result suggests that combined RF ablation and 20-Gy radiation therapy actually changed the time and site of disease manifestation, as death from metastases was not seen in the study reported by DIppolito et al (11). The fact that the tumors were healing by 710 days also suggests synergy between RF ablation and radiation therapy, as radiation therapy alone at this dose would not be expected to show histologic effects until 23 weeks after therapy (30).
The results in the group that received RF ablation plus 5-Gy radiation therapy were not significantly different from those in the groups that received RF ablation alone or 20-Gy radiation therapy alone, in contrast with the greatly increased end-point survival and/or local cure in the group that received RF ablation plus 20-Gy radiation therapy. These findings suggest a dose-related effect of radiation therapy, a hypothesis that necessitates further study.
Clinical data in the literature about combined therapies is currently quite limited. Jain et al (37) reported the results of combined therapy in three patients who were unsuitable for surgery and who successfully underwent percutaneous RF ablation and subsequent brachytherapy for treatment of lung neoplasms. Friedman et al (38) reported a single case study of a patient with a previously irradiated liver, who underwent successful RF ablation of the liver 1 month after irradiation. Of course, it must be noted that the mechanism of action is probably different from that in our study, as the time interval between radiation therapy and RF ablation was much greater and as radiation therapy was administered first in that study. Indeed, Friedman et al believed that the increased effectiveness of RF ablation was due to a radiation therapyinduced decrease in blood flow. Our observations suggest the contrary: A demonstrated increase in hyperemia and neovascularity accompanied the increase in the effectiveness of radiation therapy in this group. Indeed, both increased and decreased blood flow have been reported at different levels of RF-induced heating and at various times in relation to heating (39). Hence, further study is needed to elucidate both early and late mechanisms of this combined therapy.
One potential cause of the synergy we observed may be increased oxygenation in blood flow to the tumor, caused by local hyperthermia induced in tissues peripheral to the ablated region. Increased oxygenation has been implicated in the sensitization of the tumor to subsequent radiation therapy (30). Another possible mechanism, which has been seen in cell cultures, is an inhibition of radiation-induced repair and recovery, induced by hyperthermia (40).
Alteration in the timing of RF ablation in relation to radiation therapy may help to further elucidate these mechanisms, and this is one area of future research that has gained our attention. Future work also is needed to identify the optimal temperature for RF ablation and optimal radiation dose, as well as the most effective method of administering radiation therapy (external-beam radiation therapy vs brachytherapy [41] or yttrium microspheres [42]), on an organ-by-organ basis.
Although these results are promising, this study, as a first step in exploring these combined therapies, was limited to a radiation-sensitive mammary adenocarcinoma model. In addition, a single high radiation dose with lead shielding was used in the most successful groups and, thus, is not directly translatable to other tumor models or to tumors in areas near structures such as the lung, which may not tolerate such high radiation doses and may be vulnerable to adverse sequelae such as radiation pneumonitis (43).
In addition, one animal in the group that underwent RF ablation alone showed complete local control. This result may be due to an aberrant RF generator output resulting in an actual dose higher than that recorded or, alternatively, to some unexplained differences in animal physiology that might alter conductivity, blood flow, or other biophysical parameters (44).
We also considered only end-point survival data and histopathologic findings obtained with hematoxylin-eosin staining. Quantification of increased tumor destruction, and correlation of increases in tumor destruction with total absorbed radiation doses from external-beam radiation therapy and with further histologic and immunohistochemical parameters indicative of processes such as apoptosis and heat-shock protein production, are needed to better elucidate the mechanisms of action of RF ablation and external-beam radiation therapy and will be the subject of a future study.
Practical applications: Combined RF ablation and external-beam radiation therapy induced local tumor control in nine of 11 animals and greatly improved end-point survival in this rat model compared with survival in controls, with effectiveness greater than that with combined RF ablation and intravenous liposomal doxorubicin (11). This therapy combination may be useful in tumors that are currently treated with irradiation, such as lung and bone tumors (45,46). For clinical use, the ideal RF ablation therapy would be safe and effective, destroying the maximum number of tumor cells in the minimum time (47). The ideal radiation dose would have the maximum effect on the tumor while minimizing risk to surrounding tissues (30). The aim in combining treatments is to maximize the benefits of each while minimizing the risks. More detailed study is essential to understand this synergy and to advance it into the realm of patient care.
| FOOTNOTES |
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Authors stated no financial relationship to disclose.
Author contributions: Guarantor of integrity of entire study, S.N.G.; study concepts, C.H., D.E.D., S.N.G.; study design, C.H., J.A.C., D.E.D., S.N.G.; literature research, C.H., J.A.C., D.E.D., S.N.G.; experimental studies, C.H., K.D., J.L.K., S.N.G.; data acquisition, C.H., K.D., J.L.K.; data analysis/interpretation, C.H., S.S., S.N.G.; statistical analysis, C.H., E.F.H., S.N.G.; manuscript preparation, C.H., S.N.G.; manuscript definition of intellectual content, editing, revision/review, and final version approval, all authors
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