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Thoracic Imaging |
1 From the Departments of Radiology (R.M.L., T.E.H., S.J.S.), Pulmonary and Critical Care Medicine (J.R.J., D.E.M.), Anatomic Pathology (H.D.T.), and Biostatistics (J.N.M.), Mayo Clinic, Charlton 2-290, 200 1st Street SW, Rochester, MN 55905. Received December 21, 2005; revision requested February 7, 2006; revision received April 12; accepted May 17; final version accepted June 30. Supported by grant RO1CA79935-04 from the National Cancer Institute. Address correspondence to R.M.L. (e-mail: lindell.rebecca{at}mayo.edu).
| ABSTRACT |
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Materials and Methods: The study was institutional review board approved and HIPAA compliant. Informed consent was waived. CT scans of 61 cancers (24 in men, 37 in women; age range, 5379 years; mean, 65 years) were retrospectively reviewed for cancer size, morphology, and location. Forty-eight cancers were assessed for morphologic change and volume doubling time (VDT), which was calculated by using a modified Schwartz equation. Histologic sections were retrospectively reviewed.
Results: Mean tumor size was 16.4 mm (range, 5.552.5 mm). Most common CT morphologic features were as follows: for bronchioloalveolar carcinoma (BAC) (n = 9), ground-glass attenuation (n = 6, 67%) and smooth (n = 3, 33%), irregular (n = 3, 33%), or spiculated (n = 3, 33%) margin; for non-BAC adenocarcinomas (n = 25), semisolid (n = 11, 44%) or solid (n = 12, 48%) attenuation and irregular margin (n = 14, 56%); for squamous cell carcinoma (n = 14), solid attenuation (n = 12, 86%) and irregular margin (n = 10, 71%); for small cell or mixed small and large cell neuroendocrine carcinoma (n = 7), solid attenuation (n = 6, 86%) and irregular margin (n = 5, 71%); for nonsmall cell carcinoma not otherwise specified (n = 5), solid attenuation (n = 4, 80%) and irregular margin (n = 3, 60%); and for large cell carcinoma (n = 1), solid attenuation and spiculated shape (n = 1, 100%). Attenuation most often (in 12 of 21 cases) increased. Margins most often (in 16 of 20 cases) became more irregular or spiculated. Mean VDT was 518 days. Thirteen of 48 cancers had a VDT longer than 400 days; 11 of these 13 cancers were in women.
Conclusion: Overdiagnosis, especially in women, may be a substantial concern in lung cancer screening.
© RSNA, 2007
| INTRODUCTION |
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| MATERIALS AND METHODS |
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In the original prospective screening trial, annual screening chest CT and sputum cytology were performed in 1520 high-risk participants for 5 years. High-risk participant was defined as a man or woman aged 50 years or older with a smoking history of at least 20 pack-years. Participants had to have no prior history of cancer, no need for supplemental oxygen, and a life expectancy of at least 5 years. If a participant had stopped smoking, he or she had to have quit less than 10 years prior to the study onset. Enrollment took place from January 20, 1999, to December 15, 1999. Final CT scanning was completed in December 2003, with the results of follow-up reported through May 26, 2004.
In the 1520 participants enrolled in the study, 68 lung cancers were diagnosed in 66 patients. For our current study, 61 of these cancers (24 in men, 37 in women; age range, 5379 years; mean, 65 years) in 59 patients had a primary tumor that could be identified at CT. For four of the seven excluded cancers, the primary tumor could not be identified: Two were extensive multifocal or metastatic tumors, one was extensive right hilar and mediastinal lymphadenopathy with a postobstructive nodular infiltrate, and one was identified at sputum analysis only and was not visible at CT. Three of the excluded cancers were seen only on unavailable outside CT scans. Forty-eight lung cancers were depicted at more than one CT examination before treatment and therefore could be evaluated for growth rate and morphologic change.
CT Imaging
Screening chest CT examinations were performed with a four-section multidetector helical CT scanner (LightSpeed QX/i; GE Medical Systems, Milwaukee, Wis) by using a 5-mm section width, 3.75-mm reconstruction interval, high-speed mode, pitch of 1.5, exposure of 0.8 second per rotation, table feed of 30 mm per rotation, 120 kVp, and 40 mA. All screening CT scans were obtained without contrast material. Screening CT scans were obtained initially and every 12 months thereafter for 5 years. Standard chest CT examinations were ordered at the discretion of a board-certified pulmonologist (including J.R.J. and D.E.M.) and were performed without contrast material by using an eight-section multidetector helical CT scanner (LightSpeed Ultra-8; GE Medical Systems) and a 5-mm section width, 5-mm reconstruction interval, pitch of 1.35, exposure of 0.5 second per rotation, table feed of 13.5 mm per rotation, 120 kVp, and 430 mA. CT scans had been prospectively read in cine mode by one of four thoracic radiologists at a computer workstation. The experience after board certification of these radiologists (including T.E.H. and S.J.S.) ranged from 7 to 26 years (mean, 15.5 years).
Image Review
For our current study, lung cancers were retrospectively reviewed on all preoperative CT scans, including the screening and standard images. After the original reports were reviewed, tumor size, morphology, and location were assessed by one chest radiologist (R.M.L.) at a computer workstation.
Measurements were made to the nearest millimeter by using computer electronic calipers on transverse scans in lung windows. Tumor size was determined by calculating the average of two diameters. Diameters were measured according to the longest horizontal axis and the maximum diameter perpendicular to this axis. If thin-section CT analysis was performed, measurements were taken from the thin-section scans. A nodule was defined as a focal round or oval opacity that measured less than 30 mm in diameter. If the measured tumor was equal to or greater than 30 mm in greatest diameter, it was defined as a mass. If a tumor had multiple linear opacities projecting from it, it was defined as spiculated. Spiculations were not included in the tumor diameter measurements. If two nodules or masses within one lobe were histologically positive for cancer with no evidence of metastases (ie, stage T4), the measurements of the tumor that was identifiable on the most CT scans or was oldest were taken. If the tumors appeared simultaneously on the scan, only the larger nodule or mass was measured.
When the tumor size measured at more than one CT examination was available, the volume doubling time (VDT) was calculated by using a modified Schwartz equation of exponential growth (79) (Appendix, Fig A1). If data from more than two CT examinations were available, the measurements from the first and last examinations were used to calculate the VDT. The VDT was compared with the patient's sex and the histologic type, transaxial location, attenuation, and stage of the tumor.
Tumor morphology (ie, attenuation and margins) was assessed on each CT scan. Tumor cavitation or the presence of air bronchograms also was noted. If a tumor was a faint hazy opacity, its attenuation was described as ground glass (GG). If a tumor had both hazy attenuation and solid elements, its attenuation was described as semisolid. Otherwise, a tumor's attenuation was categorized as solid. Tumor margins were characterized as smooth, irregular, or spiculated. Tumor attenuation was compared with the patient's sex and the stage and VDT of the tumor.
If a tumor was imaged at more than one CT examination, the change in its morphology was assessed. Change in tumor attenuation was described as an increase (ie, GG to semisolid or solid, semisolid to solid, or attenuation increase without change in category) or decrease (ie, solid to semisolid or GG, semisolid to GG, or attenuation decrease without change in category). Tumor margin changes were noted as smoother (ie, spiculated to irregular or smooth, irregular to smooth) or more irregular or spiculated (ie, smooth to irregular or spiculated, irregular to spiculated). If a tumor's attenuation or margins changed in more than one way over subsequent CT examinations (ie, increased attenuation on one scan then decreased attenuation on another), the change was described as variable. If there was no change in tumor attenuation or margins, this was noted also.
Tumor location also was assessed on each CT scan. The tumor's transaxial location was described as peripheral if the center of the nodule or mass was within 2 cm of the interface of the lung and chest wall; otherwise the location was described as central. The lobar location within the lung also was noted.
A nodule or mass was defined as an incidence cancer if the tumor was not reported at the participant's first screening CT examination and as a prevalence cancer if it was reported at the first screening CT examination. Note was made of incidence cancers that were present at first screening CT but not reported at the first reading (ie, noted only in retrospect).
Other Data
Patient age was documented as the age on the date of tumor resection or, if resection was not performed, the age on the date that tissue was obtained at biopsy. All histologic sections of the tumors were retrospectively reviewed by two pathologists (including H.D.T., with 20 years experience in chest abnormalities) in consensus and classified according to the 2004 World Health Organization schema (10). In two cases (both nonsmall cell lung cancers not otherwise specified ([NSCLC-NOS]), histologic data were unavailable for retrospective review and therefore were retrieved from the clinical notes. All bronchioloalveolar carcinomas (BACs) were diagnosed according to findings in resected specimens. For the purposes of this study, the term non-BAC adenocarcinoma refers to nonpure BAC adenocarcinomas. The stages of the nonsmall cell carcinomas were retrieved from the clinical notes and compared with the CT-determined tumor size, VDT, and attenuation.
| RESULTS |
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Incidence and Prevalence
There were 31 incidence and 30 prevalence cancers. Incidence cancers included six BACs, seven non-BAC adenocarcinomas, nine squamous cell carcinomas, three small cell carcinomas, one SCLC-NEC, four NSCLC-NOS tumors, and one large cell carcinoma. Prevalence cancers included three BACs, 18 non-BAC adenocarcinomas, five squamous cell carcinomas, two small cell carcinomas, one SCLC-NEC, and one NSCLC-NOS. Of the 31 incidence cancers, nine were present in retrospect at first screening CT: three BACs, five non-BAC adenocarcinomas, and one NSCLC-NOS.
Tumor Size
Mean tumor size was 16.4 mm ± 12.1 (standard deviation) (median, 12 mm; range, 5.552.5 mm). Mean cancer sizes by histologic type were as follows: BACs, 11.1 mm; non-BAC adenocarcinomas, 13.8 mm; squamous cell carcinomas, 15.6 mm; small cell carcinomas, 29.4 mm; SCLC-NECs, 52.0 mm; NSCLC-NOS tumors, 23.5 mm; and large cell carcinomas, 11.5 mm. There were 54 nonsmall cell carcinomas, and all of them had been staged. Table 1 summarizes the stages of these lung cancers according to size range: less than 10 mm, 1020 mm, 2130 mm, and greater than 30 mm. Of the 50 nonsmall cell carcinomas that were 30 mm or smaller, six (12%) were stage III, and there were no stage IV cancers.
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Tumor Location
Tumors (n = 61) occurred more often in the right (n = 36, 59%) than in the left (n = 25, 41%) lung. The majority of tumors were in the upper lobes (n = 34, 56%), and tumors were more often located in the right upper lobe (n = 19, 31%) than in the left upper lobe (n = 15, 25%). There was no substantial lobar predominance based on tumor histologic type. Tumor transaxial location was almost equally divided between the central (n = 32, 52%) and peripheral (n = 29, 48%) regions. Non-BAC adenocarcinomas (n = 25) were most commonly peripheral (n = 16, 64%), while squamous cell and small cell carcinomas were most commonly central (10 [71%] of 14 and seven [88%] of eight tumors, respectively). BACs (n = 9) were nearly equally central (n = 4, 44%) and peripheral (n = 5, 56%), as were NSCLC-NOS tumors (n = 5: three [60%] central, two [40%] peripheral). Both SCLC-NECs were central. The large cell carcinoma was peripheral.
| DISCUSSION |
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Yankelevitz et al (13) examined the issue of overdiagnosis in the MLP and in another similar screening trial, the Memorial Sloan-Kettering Cancer Center Project, (14), by examining the VDT of the stage I lung cancers detected in these studies. Overdiagnosed cancers were defined as those having a VDT longer than 400 days. They found that among the stage I cancers, 2% of the MLP cancers and 7% of the Memorial Sloan-Kettering cancers could be considered overdiagnosed. They concluded, contrary to prior observations in these studies, that screening chest radiography did not lead to a high proportion of overdiagnosed stage I lung cancers.
In our study, 33% of 48 tumors had a VDT shorter than 100 days; 40%, a VDT of 100400 days; and 27%, a VDT longer than 400 days. If we used the definition of overdiagnosis proposed by Yankelevitz et al, 27% (n = 13) of the lung cancers in which VDT was calculable would be considered overdiagnosed. All of these were operable tumors: 10 were stage IA, one was stage IB, and two were stage IIA. If we recalculated these findings for stage I tumors only, 25% (10 of 40) of our stage I tumors would be considered overdiagnosed. This rate is much higher than the rate of 2%7% reported by Yankelevitz et al (13).
This discrepancy in the percentage of possibly overdiagnosed cancers may be due to a number of factors. First, it may be partially explained by the differences inherent of the modalities used in the two studies: The MLP and Memorial Sloan-Kettering studies involved screening chest radiography while ours involved screening chest CT. CT is more sensitive for nodule detection, so there may have been small nodules with VDTs longer than 400 days that were not detectable at radiography in the other study. A second important possibility is that because cancer overdiagnosis occurs primarily in women, the MLP and Memorial Sloan-Kettering study overdiagnosis rates were lower because they involved men only. In our study, 11 (85%) of 13 tumors with a VDT longer than 400 days were in women versus two (15%) that were in men. If we considered only the men in our study, then the cancers in two (11%) of the 18 men in whom VDTs were calculable8% (two of 24) of all the men in our studywould be considered overdiagnosed. These percentages are more similar to those reported by Yankelevitz et al (13).
In contrast, Hasegawa et al (9) examined 61 lung cancers detected at annual screening chest CT in 38 men and 23 women and calculated VDTs by using the modified Schwartz equation. The total percentage of tumors with VDTs longer than 400 days was not stated in that study, but it was stated that 27 adenocarcinomas had a VDT longer than 450 days, so the overdiagnosis rate was possibly at least 44% (27 of 61 tumors). This is higher than the overdiagnosis rate in both our study and the Yankelevitz et al investigation. It is unclear if these cancers were primarily in men or women, but a longer mean tumor VDT in women than in men was reported. Last, variation in VDT calculations among the studies also may contribute to the discrepant overdiagnosis rates.
Comparison of sex-based differences in VDT between our study and the Hasegawa et al study revealed that in both studies, the mean tumor VDT was longer in women, although the difference between the sexes was greater in our study. We calculated mean tumor VDTs of 688 days for women and 234 days for men (a 454-day difference), and Hasegawa et al calculated mean tumor VDTs of 559 days for women and 387 days for men (a 172-day difference). In our study, the longer mean VDT for women seemed to reflect the higher incidence of less aggressive tumor histologic types in women: 24 (65%) of the 37 cancers in women versus 10 (42%) of the 24 cancers in men were BACs or non-BAC adenocarcinomas. Interestingly, nearly every tumor histologic subtype in the women had a longer mean VDT than did the subtypes in the men. The exception was large cell carcinoma, which occurred in only one patient, so a comparison was not possible.
Hasegawa et al (9) reported that almost all tumors with long VDTs (>342 days) had GG or semisolid attenuation. This was not the case in our study, as GG and semisolid tumors together comprised only a slight majority of the tumors with VDTs longer than 400 days. Six (46%) of the 13 tumors with VDTs longer than 400 days had solid attenuation; four (31%), semisolid attenuation; and three (23%), GG attenuation. Furthermore, the mean VDT for each tumor attenuation category was similar: 469 days with GG attenuation, 568 days with semisolid attenuation, and 503 days with solid attenuation, in contrast to 813, 457, and 149 days, respectively, in the Hasegawa et al study. These findings reflect the fact that we observed a higher percentage of solid tumors and a lower percentage of tumors with GG attenuation in the less aggressive histologic categories BAC and non-BAC adenocarcinoma. In the Hasegawa et al study, 19 (42%) of the 45 adenocarcinomas (including BACs) had GG attenuation; 19 (42%), semisolid attenuation; and seven (16%), solid attenuation. In our study, eight (24%) of the non-BAC adenocarcinomas and BACs combined (n = 34) were GG; 14 (41%), semisolid; and 12 (35%), solid.
The mean VDT of 518 days in our study was similar to the mean VDT of 452 days reported by Hasegawa et al. In contrast, the standard deviation in our study, 1094 days, was longer than that in the Hasegawa et al study, 381 days. Our shortest and longest VDTs were more extreme10 and 5810 days, respectivelythan those calculated by Hasegawa et al52 and 1733 days, respectively. In our study, non-BAC adenocarcinomas had a longer mean VDT (746 days) than did squamous cell (103 days) and small cell (49 days) carcinomas, as in the Hasegawa et al study (533, 129, and 97 days, respectively). These findings are consistent with the known higher tumor aggressiveness of squamous cell and small cell carcinomas.
The right lung and upper lobe predominance of cancer in our study is consistent with the lung cancer predominance reported in previous studies (1517). The central predominance of squamous cell and small cell carcinomas versus the peripheral predominance of non-BAC adenocarcinomas also is in agreement with previously published study results (1820).
Although our study represents, to our knowledge, one of the largest series of CT screeningdetected lung cancers, it was limited by the relatively small numbers of lung cancers. Another limitation was the accuracy of the two-dimensional measurements used to calculate tumor volumes. Although volumetric analysis might have been more accurate, it was not available for our study.
In summary, the screening CTdetected lung cancers in high-risk individuals were most commonly non-BAC adenocarcinomas. CT most commonly depicted a semisolid or solid nodule with irregular margins and a mean size of 16.4 mm. A small number of tumors became smaller, decreased in attenuation, or became more smoothly marginated. Therefore, such changes should not negate follow-up of an indeterminate tumor. Tumor VDTs were, on average, longer than 1 year, and the range of growth rates was wide. Of 48 tumors with calculable VDTs, 13 had a VDT longer than 400 days (observed most commonly in women) and could be considered overdiagnosed; this is a confounding factor in lung cancer screening.
| APPENDIX |
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| ADVANCES IN KNOWLEDGE |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Abbreviations: BAC = bronchioloalveolar carcinoma GG = ground glass MLP = Mayo Lung Project NSCLC-NOS = nonsmall cell lung cancer not otherwise specified SCLC-NEC = mixed small cell and large cell neuroendocrine carcinoma VDT = volume doubling time
Authors stated no financial relationship to disclose.
Author contributions: Guarantors of integrity of entire study, R.M.L., T.E.H., S.J.S.; study concepts/study design or data acquisition or data analysis/interpretation, all authors; manuscript drafting or manuscript revision for important intellectual content, all authors; manuscript final version approval, all authors; literature research, R.M.L., T.E.H., S.J.S., J.R.J., D.E.M.; clinical studies, R.M.L., T.E.H., S.J.S., J.R.J., D.E.M.; experimental studies, R.M.L., T.E.H., S.J.S., J.R.J., D.E.M.; statistical analysis, R.M.L., T.E.H., J.R.J., D.E.M., J.N.M.; and manuscript editing, all authors
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