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Neuroradiology |
1 From the Departments of Radiology (K.K., J.L.W., C.R.J.), Neurology (D.S.K., K.A.J., B.F.B., R.C.P.), Pathology and Laboratory Medicine (J.E.P.), and Health Sciences Research (S.D.W.), Mayo Clinic, 200 First St SW, Rochester, MN 55905; and Department of Pathology and Laboratory Medicine, Mayo Clinic, Jacksonville, Fla (D.W.D.). Received September 7, 2007; revision requested December 18; revision received December 28; final version accepted February 4, 2008. K.K. supported by Paul B. Beeson Career Development Award in Aging K23 AG030935 and Alzheimer's Association New Investigator Research grant 03-4842. Supported by National Institutes of Health Roadmap Multidisciplinary Clinical Research Career Development Award grants KL2 RR024151 (NIH/NCRR) (K.K., K.A.J.), P50 AG16574 (NIH/NIA) and U01 AG06786 (NIH/NIA) (R.C.P.), and R01 AG11378 (NIH/NIA) (C.R.J.), and the Robert H. and Clarice Smith and Abigail Van Buren Alzheimer's Disease Research Program. Address correspondence to K.K. (e-mail: kantarci.kejal@mayo.edu).
| ABSTRACT |
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Materials and Methods: This study was approved by the institutional review board and was compliant with HIPAA regulations. Informed consent was obtained from each subject. The authors identified 54 subjects who underwent antemortem 1H MR spectroscopy and were clinically healthy or had AD-type pathology with low to high likelihood of AD according to National Institute on Aging–Reagan neuropathologic criteria at autopsy. They investigated the associations between 1H MR spectroscopy metabolite measurements and Braak neurofibrillary tangle stage (Braak stage), neuritic plaque score, and AD likelihood, with adjustments for subject age, subject sex, and time between 1H MR spectroscopy and death.
Results: Decreases in N-acetylaspartate–to-creatine ratio, an index of neuronal integrity, and increases in myo-inositol–to-creatine ratio were associated with higher Braak stage, higher neuritic plaque score, and greater likelihood of AD. The N-acetylaspartate–to–myo-inositol ratio proved to be the strongest predictor of the pathologic likelihood of AD. The strongest association observed was that between N-acetylaspartate–to–myo-inositol ratio and Braak stage (RN2 = 0.47, P < .001).
Conclusion: Antemortem 1H MR spectroscopy metabolite changes correlated with AD-type pathology seen at autopsy. The study findings validated 1H MR spectroscopy metabolite measurements against the neuropathologic criteria for AD, and when combined with prior longitudinal 1H MR spectroscopy findings, indicate that these measurements could be used as biomarkers for disease progression in clinical trials.
© RSNA, 2008
| INTRODUCTION |
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Hydrogen 1 (1H) magnetic resonance (MR) spectroscopy is a quantitative biochemical imaging technique and follows structural MR imaging as one of the most extensively investigated MR modalities used to assess AD (2). 1H MR spectroscopy has revealed that the concentration of the neuronal metabolite N-acetylaspartate (NAA) and the ratio of NAA to the reference metabolite creatine (Cr) are decreased and that the metabolite myo-inositol (mI) and the mI/Cr ratio are increased in patients who have AD and mild cognitive impairment (MCI), many of whom have prodromal AD (3–15). Among these measurements, the NAA/mI ratio has enabled the differentiation of patients with AD from cognitively healthy individuals with the highest sensitivity (82%–83%) and specificity (80%–95%) based on the clinical diagnosis (16,17).
In longitudinal cohort studies, decreases in NAA levels and NAA/Cr ratios have predicted future progression to AD in patients with amnestic MCI (18–23). For this reason, 1H MR spectroscopy findings have been promising imaging markers for early diagnosis, monitoring of disease progression, and assessing treatment response in therapeutic trials. In a study by Klunk and co-workers (4), postmortem 1H MR spectroscopy analyses of perchloric acid extracts from the brains of individuals with AD revealed correlations between 1H MR spectroscopy metabolites and the density of neurofibrillary tangles (NFTs) and senile plaques in the tissues. Investigations of in vivo 1H MR spectroscopy findings as markers of the severity and progression of AD, however, have been limited to clinically confirmed cohort studies and have not yet been subjected to pathologic validation.
We monitored the findings in a cohort of elderly subjects with a status of cognitively healthy, amnestic MCI, or dementia who underwent 1H MR spectroscopy and agreed to have their body examined at autopsy. The objective of our study was to determine the neuropathologic correlates of antemortem 1H MR spectroscopy metabolite measurements in subjects with AD-type pathology.
| MATERIALS AND METHODS |
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To be included in this study, the subjects could have a range of AD-type pathologies but no other substantial disease process. Subjects with structural abnormalities that could produce dementia, such as cortical infarction, tumor, or subdural hematoma, or who had undergone treatment or had a concurrent illness other than dementia that interfered with cognitive function at the time of 1H MR spectroscopy were excluded. The presence of Lewy bodies was not an exclusion criterion when the primary pathologic diagnosis was AD (25), because Lewy bodies are common in individuals with AD (26) and we believed that excluding these subjects probably would affect the representativeness of the AD subject sample. We also included patients with leukoaraiosis and lacunar infarction. All subjects who met these criteria were included in the study.
The subjects' apolipoprotein E genotype was determined by using established polymerase chain reaction techniques. Participants with apolipoprotein E genotypes
2
4,
3
4, and
4
4 were assigned to the
4+ group; the others were assigned to the
4– group. The clinical diagnosis of AD was made during a consensus conference involving neurologists (D.S.K., B.F.B., R.C.P., K.A.J.), neuropsychologists, nurses, and a geriatrician according to the criteria for dementia cited in the revised third edition of the Diagnostic and Statistical Manual of Mental Disorders (27) and the criteria for AD of the National Institute of Neurological and Communicative Disorders and the Stroke/Alzheimer Disease and Related Disorders Association (28). The clinical diagnosis of amnestic MCI was made according to the criteria of Petersen (29). It is important to note that clinical criteria were not used to include or exclude subjects in this study. Subject inclusion and exclusion were based solely on the pathologic findings outlined earlier.
MR Imaging and 1H MR Spectroscopy Examinations
All subjects underwent MR imaging and 1H MR spectroscopy within 90 days (before or after) of the clinical evaluation. The median time from 1H MR spectroscopy to death was 24 months (range, 1.0–48.8 months) before autopsy. MR imaging and single-voxel 1H MR spectroscopy were performed by using a 1.5-T MR unit (Signa; GE Medical Systems, Milwaukee, Wis). Sagittal T1-weighted MR images were obtained to localize the 1H MR spectroscopy voxel. The 1H MR spectroscopy examinations were performed by using an automated single-voxel MR spectroscopy package (Proton Brain Examination/Single Voxel; GE Medical Systems) (30). A point-resolved spectroscopy pulse sequence (2000/30 [repetition time msec/echo time msec], 2048 data points, 128 signals acquired) was used to perform these examinations.
An 8-cm3 (2 x 2 x 2 cm) voxel prescribed on a midsagittal T1-weighted image included the right and left posterior cingulate gyri and the inferior precuneate gyri (Fig 1). This voxel location was chosen for biologic and technical reasons: From a biologic standpoint, there is evidence from MR imaging, fluorine 18 (18F) fluorodeoxyglucose positron emission tomography (PET), amyloid ligand PET, and functional MR imaging studies that this region is involved in atrophy, decreased metabolism, amyloid deposition, and deactivation early in the course of AD (31–34). From a technical standpoint, the quality and reliability of 1H MR spectra from this voxel location are superior to those of spectra from the medial temporal lobe owing to the close proximity of the medial temporal lobe to the magnetic susceptibility artifacts at the skull base.
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Autopsy Procedure and Neuropathologic Assessment
The brains were processed at autopsy according to the protocol of the XX AD Research Center Neuropathology Core. After external examination of the fresh brain specimen, the brain was divided by means of a sagittal cut that divided the right and left brain hemispheres. One hemisphere—usually the left—was fixed in 10%–15% buffered formalin for 7–10 days, coronally sliced into 1-cm sections, and then photographed. Sampling was performed according to the Consortium to Establish a Registry of AD (CERAD) protocol (39). Pathologic diagnoses were made by one or both neuropathologists (J.E.P., D.W.D.), who were blinded to the clinical and imaging data.
Each subject was assigned a Braak NFT stage (40): At stage I the NFT was confined to the transentorhinal cortex (layer 4), at stage II the NFT was in the entorhinal cortex (layer 2), at stage III the NFT was in the hippocampus (cornu ammonis and subiculum), at stage IV the NFT was in the temporal lobe association neocortex, at stage V the NFT was in the temporal, frontal, or parietal association neocortex, and at stage VI the NFT was in the primary visual cortex. The Braak stage was determined on the basis of any evidence of NFTs in a given area, which indicated the earliest and most minimal involvement.
Each subject was also assigned a neuritic plaque score according to the CERAD protocol on the basis of the most affected region (39). Neuritic plaques were identified according to the presence of dystrophic neurites arranged radially to form a discrete spherical lesion with an average diameter of approximately 30 µm. To ensure uniformity in estimates between the evaluators, the following guidelines were applied: Neuritic plaques were considered to be sparse when one to five plaques per x100 magnetic field were seen, moderate when six to 19 plaques per x100 field were seen, and frequent when 20 or more plaques per x100 field were seen.
The pathologic diagnosis of AD was made according to the National Institute on Aging (NIA)-Reagan Institute Working Group criteria (41). On the basis of the topographic distribution of NFTs (ie, Braak NFT stage) and the density of the neuritic plaques (ie, CERAD neuritic plaque score), the likelihood of the subject having AD was judged to be low, intermediate, or high. The presence of Lewy bodies in the brainstem, limbic cortex, and/or neocortex was assessed with
-synuclein immunostaining according to criteria established by the Consortium for Dementia with Lewy Bodies (42).
Statistical Analyses
The subjects were grouped according to the pathologic diagnosis based on the NIA-Reagan criteria, Braak NFT stage, and CERAD neuritic plaque score. We compared groups according to categorical patient characteristics by using the Fisher exact test. We used Kruskal-Wallis tests to compare groups according to education level and cognitive test results because of the skewness of these variables. One-way analysis of variance was used to test for group differences in age at MR spectroscopy and in time from MR spectroscopy to death. We used two complementary approaches to analyze the metabolite ratio data. With the first approach, we estimated differences in metabolite ratios according to neuropathology classification by using analysis of covariance (ANCOVA), in which metabolite ratio was the response, neuropathology group was the predictor, and age at imaging, subject sex, and time from imaging examination to death were adjustment covariates. Pairwise comparisons between neuropathology groups were performed by using contrasts from the ANCOVA models using t tests.
With the second approach, we used the proportional odds ordinal logistic regression model (Appendix) to estimate the effect of metabolite ratio on the odds of the subject having a more advanced abnormality. In this model, the dependent variable was neuropathology group and the predictors were metabolite ratio, age at imaging, sex, and time from imaging examination to death. We did not adjust for multiple comparisons because the described statistical tests address issues of distinct—albeit related—clinical interest. However, we report P values to several significant digits so that the reader can perform a Bonferroni-type adjustment if he or she wishes (43,44). R, version 2.5.1, software (R Foundation for Statistical Computing, Vienna, Austria) was used to perform all statistical analyses.
| RESULTS |
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After adjusting the data for age, sex, and time from 1H MR spectroscopy to death, we observed a significant association between pathologic likelihood of AD and the NAA/Cr, mI/Cr, and NAA/mI ratios. The strongest association was that between pathologic likelihood of AD and NAA/mI ratio (RN2 = 0.40). With a decrease in NAA/mI ratio from the 75th to 25th percentile of the distribution, the relative ratio for the odds of having a higher pathologic likelihood of AD was 8.63 (95% CI: 2.54, 29.30) (Table 2).
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1H MR Spectroscopy Metabolites and Neuritic Plaques
The NAA/Cr, mI/Cr, and NAA/mI metabolite ratios differed between the neuritic plaque groups, but Cho/Cr ratios were not significantly different after adjustments for age, sex, and time from MR spectroscopy to death (Table 4). At pairwise t testing based on ANCOVA models, we observed significant differences in the NAA/Cr, mI/Cr, and NAA/mI ratios between the subjects with frequent plaques and those with sparse plaques (P < .01), as well as differences in NAA/Cr ratio between the subjects with frequent plaques and those with moderate plaques (P = .001). Although mI/Cr and NAA/mI ratios were different between the moderate and sparse plaque groups (P < .03), NAA/Cr ratios were not (Fig 4).
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| DISCUSSION |
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In the brain, NAA is located primarily in neuron bodies, axons, and dendrites and is thus a sensitive marker for neuronal density or viability. On the basis of the correlation between mitochondrial adenosine triphosphate production and NAA level, the production of NAA in the neuron is thought to be related to mitochondrial function (46). Decreased NAA levels, however, may normalize after either recovery from head trauma (47) or the cessation of seizures after surgery for epilepsy (48). NAA levels may also return to normal within the first 6 weeks of treatment with donepezil for AD (49). The normalization of NAA levels after therapy for neurologic disorders implies that NAA is also a marker for neuronal function and possibly for neuronal mitochondrial function. As expected, the majority of subjects in our study who had a pathologically high likelihood of AD were taking cholinesterase inhibitors at the time of 1H MR spectroscopy. If cholinesterase inhibitor treatment had this level of an effect on our 1H MR spectroscopy measurements, then it weakened the associations between the NAA ratios and the pathologic indexes of AD.
Because NAA is a neuronal metabolite, the reduction of NAA levels in patients with AD is the result of loss of neuronal components, neuronal function disruption, or both; these phenomena are strongly associated with increasing neurofibrillary degeneration. We hypothesized that NAA/Cr ratio would correlate with neurofibrillary abnormality on the basis of findings in a previous study, in which regional decreases in NAA/Cr ratio had the same topographic distribution as the progression of neurofibrillary abnormality in patients with AD (10). In the present study, the 1H MR spectroscopy voxel included the medioparietal paralimbic and association neocortices—regions that are involved in the neurofibrillary abnormality with AD at around Braak NFT stage IV (40). As expected, the NAA/Cr ratios in our study subjects decreased significantly at Braak NFT stages higher than stage IV, which correspond to the operational definition of Braak NFT stage IV. Pathologic validation studies involving specifically this voxel location may help to further clarify the relationship between NAA/Cr ratio and neurofibrillary abnormality.
The importance of increased mI/Cr ratio is less clear. The peak mI concentration is thought to contain glial metabolites, which are responsible for osmoregulation (50,51), and mI levels correlate with gliosis in inflammatory central nervous system demyelination (52). For this reason, elevation of the mI peak is thought to be related to gliosis in patients with AD (10,35,52,53). In patients with amnestic MCI, mI/Cr ratios are elevated, but NAA/Cr ratios are only mildly decreased; these findings suggest that the increase in mI/Cr ratio occurs earlier than does the decrease in NAA/Cr ratio during the progression of AD (10,11). A similar temporal course of changes in these metabolites is seen with mild AD (53) and during the predementia phase of Down syndrome (54,55). The present study results support the hypothesis that the increase in mI/Cr ratio precedes the decrease in NAA/Cr ratio. Although the subjects with a low likelihood of AD and sparse neuritic plaques had higher mI/Cr ratios than the subjects with an intermediate likelihood of AD and moderate neuritic plaques, the NAA/Cr ratios in these two groups were similar and thus suggest that the mI/Cr ratio may be more sensitive to early pathologic changes than the NAA/Cr ratio.
There have been conflicting reports regarding Cho levels and Cho/Cr ratios in patients with AD. Some study investigators have reported elevated Cho levels and/or Cho/Cr ratios (6,10) with AD, while others have not (7,8,37). The largest amount of Cho in the brain is found in the Cho-bound membrane phospholipids, and Cho levels may change with cell signaling activity. Cho/Cr ratios decrease with cholinergic agonist treatment in patients with AD (56); this finding suggests that the down regulation of Cho acetyltransferase activity may be responsible for the elevation in Cho. In a recent serial 1H MR spectroscopy study, Cho/Cr ratios longitudinally increased in patients with amnestic MCI that progressed to AD (21). In contrast, Cho/Cr ratios decreased in the patients with amnestic MCI who remained stable. These findings suggest a possible relationship between the compensatory cholinergic mechanisms of amnestic MCI and decreased Cho/Cr ratios (57). The fact that we identified no associations between Cho/Cr ratio and indexes of AD-type pathology suggests that the cross-sectional or longitudinal Cho/Cr changes observed with amnestic MCI and AD may be related to functional mechanisms that are independent of the neurofibrillary abnormality, such as alterations in cholinergic transmission (57).
We included subjects who had coexisting Lewy bodies in this study because Lewy body disease is seen in many individuals with AD and excluding these subjects would have limited our ability to generalize findings to clinical cohorts since it is not yet possible to detect Lewy body disease in vivo (26). In our subject sample, we observed no difference in 1H MR spectroscopy metabolite ratios between the subjects who had AD with Lewy body disease and those who had AD without it. This finding is consistent with the findings in a group of patients who received a clinical diagnosis of dementia with Lewy bodies: Their Cho/Cr ratios were found to be elevated, similar to those in patients with AD, but their NAA/Cr and mI/Cr ratios were normal (58).
The varying times between 1H MR spectroscopy and death among the subjects represented a limitation of our study. Ideally, all subjects would have undergone 1H MR spectroscopy at a similar time before death; however, this variable is logistically difficult to control in longitudinal studies. We accounted for this variability by adjusting the data for time from 1H MR spectroscopy to death during the statistical analysis. Another limitation stemmed from the fact that in the gray matter, NAA, Cr, and mI concentrations are, on average, 30% higher and Cho concentrations are, on average, 29% lower compared with these metabolite concentrations in the white matter (59). A wider interhemispheric fissure in the subjects with atrophy may have increased the gray matter content and decreased the white matter content in the voxel. This may be one reason for the lack of a correlation between Cho/Cr ratios and likelihood of AD.
Our goal was to assess the degree to which 1H MR spectroscopy metabolite measurements correlate with severity of AD-type pathology. For this reason, our subject cohort included individuals who had not received a pathologic diagnosis—other than AD—that would affect 1H MR spectroscopy metabolite measurements. We cannot make inferences regarding the clinical usefulness or the diagnostic sensitivity and specificity of 1H MR spectroscopy in the diagnosis of AD in this cohort. We noted, however, that the NAA/mI ratios in the subjects with a pathologically low likelihood of AD were above the upper quartile of those in the subjects with a pathologically high likelihood of AD. On the other hand, the metabolite ratios in the intermediate-likelihood group overlapped with those in the high- and low-likelihood groups.
Future studies are needed to investigate the usefulness of MR spectroscopy in the differential diagnosis of AD and other degenerative disorders that affect the elderly. However, given the complexity of the abnormalities that underlie dementia in elderly individuals (eg, AD-type, cerebrovascular, and Lewy body pathologies), it is clear why a single imaging marker is not sufficient for the early diagnosis of dementia (60,61). Combining the information gleaned from different quantitative MR examinations such as volumetric MR imaging, 1H MR spectroscopy, and diffusion MR imaging or other imaging modalities such as 18F fluorodeoxyglucose PET and amyloid ligand PET may further improve the diagnostic value of imaging for the early diagnosis of dementia (62,63).
We conclude that decreases in NAA/mI ratio are associated with the ongoing neurodegenerative process in AD. Our findings, considered in combination with the results of prior longitudinal MR spectroscopy studies on AD, indicate that 1H MR spectroscopy measurements are potential noninvasive imaging markers for AD-type pathology involvement in longitudinal studies and therapeutic trials.
| APPENDIX |
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| ADVANCES IN KNOWLEDGE |
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| IMPLICATION FOR PATIENT CARE |
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| FOOTNOTES |
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Abbreviations: AD = Alzheimer disease CERAD = Consortium to Establish a Registry of AD Cho = choline CI = confidence interval Cr = creatine MCI = mild cognitive impairment mI = myo-inositol NAA = N-acetylaspartate NFT = neurofibrillary tangle NIA = National Institute on Aging
Author contributions: Guarantor of integrity of entire study, K.K.; study concepts/study design or data acquisition or data analysis/interpretation, all authors; manuscript drafting or manuscript revision for important intellectual content, all authors; manuscript final version approval, all authors; literature research, K.K.; clinical studies, K.K., D.W.D., J.E.P., J.L.W., K.A.J., B.F.B., R.C.P., C.R.J.; experimental studies, K.K., D.W.D., C.R.J.; statistical analysis, K.K., S.D.W.; and manuscript editing, K.K., D.S.K., D.W.D., S.D.W., K.A.J., B.F.B., R.C.P., C.R.J.
Authors stated no financial relationship to disclose.
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